Brant Point Investment Management LLC (New York)


Brant Point Investment Management LLC is a large advisory firm based in New York. It manages $502.06 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012.

Brant Point Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brant Point Investment Management: assets under management

The assets under management (AUM) of Brant Point Investment Management LLC is $502.06 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -21% since the beginning of its operation, and $166.28 million of the total AUM is attributable to clients outside of the United States.

The firm manages $502.06 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $125.51 million each.
Brant Point Investment Management has custody of $502.06 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brant Point Investment Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brant Point Investment Management serves?

The only and largest group of clients of Brant Point Investment Management is pooled investment vehicles with 4 clients and $502.06 million of assets under management. Among the 12 most similar advisory firms, Brant Point Investment Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $502.06 million for 4 clients. 50% of the firm’s clients are foreign persons or businesses.

Brant Point Investment Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $275,000 to $1,000,000.

Careers at Brant Point Investment Management LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ira Unschuld Managing member 1 Dec 2002 75% - 100% 2753405
John J Buoncore Chief compliance officer and senior vice president 1 Dec 2002 Other 2645537
Brant Point Capital Management Lp Managing member 1 Mar 2016 75% - 100% 27-0416486

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ira Unschuld Limited partner 1 Jan 2014 75% - 100% 2753405
Brant Point Gp Llc General partner 1 Jan 2014 Other 46-4366352

Based in New York

The principal office where Brant Point Investment Management LLC performs its advisory services is located at 375 Park Avenue, New York, NY 10152, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-583-6400 or by fax 212-583-6418. The normal business hours are 9am-5pm on Monday - Friday.