High Road Capital Partners, LLC (New York)

Name: High Road Capital Partners, LLC
Address: 1251 Avenue Of The Americas, New York, NY, 10020
Telephone: 212-554-3265

High Road Capital Partners, LLC is a large advisory firm based in New York. It manages $502.42 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012.

High Road Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

High Road Capital Partners: assets under management

The assets under management (AUM) of High Road Capital Partners, LLC is $502.42 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 165% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $502.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $251.21 million each.

High Road Capital Partners has custody of $370.26 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay High Road Capital Partners, LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients High Road Capital Partners serves?

The only and largest group of clients of High Road Capital Partners is pooled investment vehicles with 2 clients and $502.42 million of assets under management. Among the 10 most similar advisory firms, High Road Capital Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $502.42 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

High Road Capital Partners also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at High Road Capital Partners, LLC

The company employs 20 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Joseph Fitzsimmons	Managing partner	1 Nov 2006	75% - 100%	6024147
Ivane Devan Chou	Controller, chief compliance officer	1 Oct 2009	Other	6027926

Based in New York

The principal office where High Road Capital Partners, LLC performs its advisory services is located at 1251 Avenue Of The Americas, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-554-3265 or by fax 212-554-3284. The normal business hours are 8:30am-5:30 pm on Monday - Friday. You can find more information about the New York firm at highroadcap.com and its LinkedIn profile.