Dlibj Asset Management U S A Inc (New York)

Dlibj Asset Management U S A Inc is a large advisory firm based in New York. It manages $6.11 billion of regulatory assets for 43 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Dlibj Asset Management U S A provides portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dlibj Asset Management U S A: assets under management

The assets under management (AUM) of Dlibj Asset Management U S A Inc is $6.11 billion. The firm's AUM has grown by 699% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.74 billion in discretionary accounts and $3.37 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $161.1 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $129.59 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dlibj Asset Management U S A Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dlibj Asset Management U S A Inc

Susumu Ohno has been acting as President since 1 Jun 2001. Masami Ueda joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The Dai Ichi Mutual Life Insurance Company	Ultimate and indirect parent company	1 Jun 1994	50% - 75%	foreign
Dlibj Asset Management Company Limited	Direct parent company	1 Apr 2000	75% - 100%	foreign
Industrial Bank Of Japan	Ultimate and indirect parent	1 Apr 2000	50% - 75%	foreign
Susumu Okamura	President and chief executive officer	1 Apr 2000	Other	4376935
Takashi Maruyama	Executive vice president	1 Apr 2000	Other	4376966
Masahiko Sakaguchi	Senior vice president	1 Apr 2000	Other	4376990
Ltd. Dlibj Asset Management Co.	Direct parent company	1 Apr 2000	75% - 100%	foreign
Ltd. Diam Asset Management Co.	Direct parent company	1 Apr 2000	75% - 100%	foreign
Jeffrey Michael Gibs	Vice president	1 Mar 2001	Other	1857031
Kaoru Kurokawa	Director	1 Mar 2001	Other	4421025
Susumu Ohno	Director	1 Jun 2001	Other	4421023
Jun Arima	Executive vice president	1 Feb 2003	Other	4171781
Hiroshi Kanai	Director	1 Apr 2003	Other	4653532
Toru Nagashima	President and chief executive officer	1 Apr 2004	Other	4870879
Masataka Hama	Director	1 Jun 2004	Other	4718364
Kenji Shimoyama	Executive vice president and director	1 Sep 2004	Other	4870875
James Joseph Lisanti	Chief compliance officer	1 Oct 2004	Other	1284322
Tammy Eisenberg	Chief compliance officer	1 Sep 2005	Other	1701602
Masami Ueda	Director	1 Jul 2006	Other	5172417

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mizuho Holdings	Indirect and ultimate parent	1 Apr 2002	50% - 75%	foreign
Mizuho Bank	Indirect parent	1 Apr 2002	25% - 50%	foreign
Mizuho Corporate Bank	Indirect parent	1 Apr 2002	25% - 50%	foreign
Mizuho Financial Group	Ultimate and indirect parent	1 Mar 2003	50% - 75%	foreign

Based in New York

The principal office where Dlibj Asset Management U S A Inc performs its advisory services is located at 1133 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-350-7650 or by fax 212-354-1883. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday.