Sign in Sign up for free

Shaffer Capital Advisers, LLC (Westerville)


Shaffer Capital Advisers, LLC is an adviser based in Westerville. It manages $36.25 million of regulatory assets for 251 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Texas.

Logo



Shaffer Capital Advisers provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Shaffer Capital Advisers: assets under management

The assets under management (AUM) of Shaffer Capital Advisers, LLC is $36.25 million. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $25.84 million in discretionary accounts and $10.4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $222.79 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $77.06 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Shaffer Capital Advisers, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Dated June 17 2002 As Amended Matthew Edward Shaffer Trust Member 1 Apr 2009 75% - 100% xxx-xx-xxxx
Dated June 17 2002 As Amended Patricia Louise Shaffer Trust Member 1 Apr 2009 Other xxx-xx-xxxx
Patricia Louise Shaffer Trustee 1 Apr 2009 Other 5666864

Based in Westerville

The principal office where Shaffer Capital Advisers, LLC performs its advisory services is located at 550 Polaris Parkway, Westerville, OH 43082, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-891-1200 or by fax 614-891-7360. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.shaffercapitalllc.com.


Registered investment advisers similar to Shaffer Capital Advisers, LLC