Relyea Zuckerberg Hanson, LLC (Stamford)

Name: Relyea Zuckerberg Hanson, LLC
Address: One Landmark Square, Stamford, CT, 06901
Telephone: 203-355-0880

Relyea Zuckerberg Hanson, LLC is a large advisory firm based in Stamford. It manages $863.26 million of regulatory assets for 944 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Connecticut, Florida, and 7 other states.

Relyea Zuckerberg Hanson provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Relyea Zuckerberg Hanson: assets under management

The assets under management (AUM) of Relyea Zuckerberg Hanson, LLC is $863.26 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3220% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $863.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $914.47 thousand each.

Relyea Zuckerberg Hanson has custody of $398.27 million in cash and securities for 104 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 92% of the total AUM. The second-largest asset type is exchange traded securities, which make up 5% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Relyea Zuckerberg Hanson, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Relyea Zuckerberg Hanson serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Relyea Zuckerberg Hanson is high net worth individuals with 137 clients and $831.75 million of assets under management. Among the 12 most similar advisory firms, Relyea Zuckerberg Hanson has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $863.26 million for 240 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Relyea Zuckerberg Hanson doesn't advise any private funds.

Careers at Relyea Zuckerberg Hanson, LLC

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dana Ann Hanson	Member owner	1 Mar 2000	25% - 50%	2831462
Carl Jonathan Zuckerberg	Member owner/chief compliance officer	1 Mar 2000	25% - 50%	2215130
James Frederick Relyea	Member owner	1 Mar 2000	25% - 50%	818270
Dana Ann Millington	Member owner	1 Mar 2000	25% - 50%	2831462
Spencer Morris Cooper	Member owner/director of research and strategy	1 Jan 2015	Other	5002273

Based in Stamford

The principal office where Relyea Zuckerberg Hanson, LLC performs its advisory services is located at One Landmark Square, Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-355-0880 or by fax 203-355-0881. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at rzhadvisors.com.