Surgeons Asset Management, LLC (Chicago)

Name: Surgeons Asset Management, LLC
Address: 633 N. Saint Clair Street, Chicago, IL, 60611
Telephone: 312-202-5012

Surgeons Asset Management, LLC is an adviser based in Chicago. It manages $22.61 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Surgeons Asset Management provides portfolio management for investment companies and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Surgeons Asset Management: assets under management

The assets under management (AUM) of Surgeons Asset Management, LLC is $22.61 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $22.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.61 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Surgeons Asset Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Surgeons Asset Management, LLC

John L. Cameron has been acting as President since 1 Apr 2006. Arnold Brent Eastman joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John L. Cameron	Director	1 Apr 2006	Other	5164386
Josef E. Fischer	Director	1 Apr 2006	Other	5164387
Charles D. Mabry	Director	1 Apr 2006	Other	5164390
J. David Richardson	Director	1 Apr 2006	Other	5164398
Thomas R. Russell	Director	1 Apr 2006	Other	5164401
Richard J Finley	Director	1 Apr 2006	Other	5169116
Savitri P Pai	Chief operating officer	1 Apr 2006	Other	2382083
Deborah A. Bakazan	Chief compliance officer	1 Apr 2006	Other	5117716
Gay L. Vincent	Chief financial officer	1 Apr 2006	Other	5190663
American College Of Surgeons	Member	1 Apr 2006	75% - 100%	36-2192800
John Lemuel Cameron	Director	1 Apr 2006	Other	5164386
Josef Fischer	Director	1 Apr 2006	Other	5164387
Charles David Mabry	Director	1 Apr 2006	Other	5164390
James David Richardson	Director	1 Apr 2006	Other	5164398
Thomas Richard Russell	Director	1 Apr 2006	Other	5164401
Richard John Finley	Director	1 Apr 2006	Other	5169116
Savitri Padmaviti Pai	Chief operating officer	1 Apr 2006	Other	2382083
Deborah Ann Bakazan	Chief compliance officer	1 Apr 2006	Other	5117716
Gay Lynn Vincent	Chief financial officer	1 Apr 2006	Other	5190663
Harold Randolph Bailey	Director	1 Nov 2006	Other	5274192
Andrew Louis Warshaw	Director	1 Dec 2007	Other	5470377
Lunzy Delano Britt	Director	1 Feb 2008	Other	5491113
Arnold Brent Eastman	Director	1 Dec 2008	Other	5635005

Based in Chicago

The principal office where Surgeons Asset Management, LLC performs its advisory services is located at 633 N. Saint Clair Street, Chicago, IL 60611, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 312-202-5012 or by fax 312-202-5026. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.facs.org.