Cmr Capital Management, LLC (Pasadena)

Name: Cmr Capital Management, LLC
Address: 800 E. Colorado Blvd., Suite 890, Pasadena, CA, 91101
Telephone: 626-817-9900

Cmr Capital Management, LLC is a large advisory firm based in Pasadena. It manages $190.34 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of California.

Cmr Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cmr Capital Management: assets under management

The assets under management (AUM) of Cmr Capital Management, LLC is $190.34 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 147% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $190.34 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $21.15 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cmr Capital Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Susan Xu serves?

The only and largest group of clients of Susan Xu is pooled investment vehicles with 9 clients and $190.34 million of assets under management. Among the 6 most similar advisory firms, Cmr Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $190.34 million for 9 clients. None of the firm’s clients are foreign persons or businesses.

Cmr Capital Management also advises several private funds. Namely, eight real estate funds and one private equity fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Cmr Capital Management, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Susan Xu has been acting as President since 1 Jun 2016. Llc Cmr Capital Group joined the executive team most recently as the Managing Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Cmr Capital Group	Member	1 Jun 2016	75% - 100%	46-1049393
Dana Ostenson	Chief compliance officer	1 Jun 2016	Other	6678823
Susan Xu	President	1 Jun 2016	Other	6678825
Llc Cmr Capital Group	Managing member	1 Jun 2017	75% - 100%	32-0509179
Inc. Cmrsx Manager	Class a member	1 Jun 2017	Other	81-4345115

Based in Pasadena

The principal office where Cmr Capital Management, LLC performs its advisory services is located at 800 E. Colorado Blvd., Suite 890, Pasadena, CA 91101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 626-817-9900 or by fax 626-817-9905. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at cmrcap.com.