Sign in Sign up for free

Raede Capital Management, LLC (Santa Barbara)


Raede Capital Management, LLC is a large advisory firm based in Santa Barbara. It manages $66.98 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Raede Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Raede Capital Management: assets under management

The assets under management (AUM) of Raede Capital Management, LLC is $66.98 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 59% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $66.98 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.37 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Raede Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Lowell Raede Trustee, beneficial owner 1 May 1996 Other 1014804
Ellen Sue Raede Trustee, beneficial owner 1 May 1996 Other 4349160

Based in Santa Barbara

The principal office where Raede Capital Management, LLC performs its advisory services is located at 112 El Paseo, Santa Barbara, CA 93101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-730-3351 or by fax 805-730-3388. The normal business hours are 7am to 4pm on Monday - Friday.


Registered investment advisers similar to Raede Capital Management, LLC