Herbert R Smith Incorporated (Wichita Falls)


Herbert R Smith Incorporated is a large advisory firm based in Wichita Falls. It manages $60.44 million of regulatory assets for 161 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Herbert R Smith Incorporated provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and publication of newsletters. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Herbert R Smith Incorporated: assets under management

The assets under management (AUM) of Herbert R Smith Incorporated is $60.44 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -94% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $375.42 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Herbert R Smith Incorporated for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Herbert R Smith Incorporated

Sharon Lou Oldfield joined the executive team most recently as the Cco.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
West Huffines & Co. P.C. Mathis Owner 1 Sep 1988 75% - 100% 75-2205423
Wilburn L Lear Treasurer 1 Sep 1998 Other 4373754
Glenn L Tole Shareholder 1 Sep 1998 Other 4373827
Randy K Greenway Shareholder 1 Sep 1998 Other 4373833
Charles Phillip Salter Shareholder 1 Sep 1998 Other 4373836
Richard T Sink Chief executive officer 1 Sep 1998 Other 4373697
Linda Rice James Corporate secretary 1 Sep 1998 Other 1445427
John Jacob Ford Chief operations officer 1 Sep 1998 Other 1951895
Sharon Lou Oldfield Cco 1 Jun 2005 Other 3221936

Based in Wichita Falls

The principal office where Herbert R Smith Incorporated performs its advisory services is located at 901 Indiana Avenue, Suite 250, Wichita Falls, TX 76301 The mailing address of the firm is P O Box 180, Wichita Falls, TX 76307 0180. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 940-723-5565 or by fax 940-322-3887. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.herbsmith.com.