Custom Diversification Fund Management LLC (San Francisco)

Custom Diversification Fund Management LLC is a large advisory firm based in San Francisco. It manages $60.5 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Custom Diversification Fund Management provides pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Custom Diversification Fund Management: assets under management

The assets under management (AUM) of Custom Diversification Fund Management LLC is $60.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.25 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Custom Diversification Fund Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Custom Diversification Fund Management LLC

Custom Diversification Fund Management LLC is owned by Bruce Jay Stone. William John Haggerty has been acting as President since 1 Apr 1995. Stuart Lawrence Pologe joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Charles Friese	Chairman + president + secretary	1 Feb 1995	25% - 50%	4422678
Bruce Jay Stone	Owner	1 Feb 1995	Other	1311626
Douglas Joe Engmann	Director	1 Feb 1995	Other	1132831
Inc. Custom Diversification Fund Management	Owner	1 Feb 1995	75% - 100%	94-3194075
Hambrecht & Quist California	Owner	1 Feb 1995	Other	94-2856927
William John Haggerty	Owner/director	1 Apr 1995	Other	1962764
Marshall Chittenden Turner	Director	1 Dec 1997	Other	4423287
Robert Engel Nilssen	Chief financial officer	1 Jun 1998	Other	4423308
Kent Colwell	Director	1 Jan 2000	Other	3069915
Stuart Lawrence Pologe	Chief operating officer	1 Mar 2000	Other	2194302

Based in San Francisco

The principal office where Custom Diversification Fund Management LLC performs its advisory services is located at 260 California Street, Suite 802, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.