Macquarie Fund Adviser, LLC (Ny)

Macquarie Fund Adviser, LLC is a large advisory firm based in Ny. It manages $898.95 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006.

Macquarie Fund Adviser provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Macquarie Fund Adviser: assets under management

The assets under management (AUM) of Macquarie Fund Adviser, LLC is $898.95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $898.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $299.65 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Macquarie Fund Adviser, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Macquarie Fund Adviser, LLC

Frederick Peter Forni has been acting as President since 1 Jun 2005. Nigel Trewartha has served as the Chief Investment Officer since 1 Jun 2006 and Jonathan Aubrey Fitch is the Chief Executive Officer of Macquarie Fund Adviser, LLC family office. Macquarie Group Limited joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ronald George Palmer	Chief operating officer	1 Apr 2004	Other	2736169
Frederick Peter Forni	Director	1 Jun 2005	Other	4289760
Liwen Kang	Director	1 Jun 2005	Other	2743603
Benjamin Matthaus Bruck	Director	1 Jun 2005	Other	4992771
Macquarie Investment Holdings Inc.	Direct owner or sole member	1 Jun 2005	75% - 100%	76-0738929
Jonathan Aubrey Fitch	Chief executive officer	1 Jun 2006	Other	4754167
Diana Elizabeth Bergherr	Chief compliance officer	1 Jun 2006	Other	1092501
Nigel Trewartha	Chief investment officer	1 Jun 2006	Other	5164590
Richard Craig Butt	Director	1 Sep 2006	Other	2151689
Oliver Tennant Yates	Director	1 Sep 2006	Other	3013840
Mihi Llc	Direct owner or sole member	1 Dec 2006	75% - 100%	13-3789912
Richard Craig Butt	President/director	1 Dec 2006	Other	2151689
Carolyn Ann Miller	Chief compliance officer	1 Dec 2006	Other	5267533
Keith D Kemp	Chief operating officer	1 Mar 2007	Other	2255581
Richard Craig Butt	Chief compliance officer	1 Apr 2007	Other	2151689

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Macquarie Equities (Us) Holding Pty Limited	Owner	1 Aug 1994	75% - 100%	n/a
Macquarie Equities (Us) Holdings Pty Limited	Owner	1 Aug 1994	75% - 100%	n/a
Macquarie Bank Limited	Owner	1 Aug 1997	75% - 100%	98-0163788
Macquarie Holdings (Usa) Inc	Owner	1 Aug 2003	75% - 100%	13-3789912
Macquarie Holdings (Usa) Inc	Owner	1 Dec 2006	75% - 100%	13-3789912
Macquarie Bank Limited	Owner	1 Apr 2007	75% - 100%	98-0163788
Macquarie Group International Holdings Pty Limited	Owner	1 Apr 2007	75% - 100%	98-0530186
Macquarie Group (Us) Holdings No. 1 Pty Limited	Owner	1 Apr 2007	75% - 100%	98-0530184
Macquarie Capital International Holdings Pty Limited	Owner	1 Apr 2007	75% - 100%	98-0530186
Macquarie Group Limited	Owner	1 Nov 2007	75% - 100%	n/a
Macquarie Financial Holdings Limited	Owner	1 Nov 2007	75% - 100%	n/a
Macquarie Capital Group Pty Ltd	Owner	1 Nov 2007	75% - 100%	n/a

Based in Ny

The principal office where Macquarie Fund Adviser, LLC performs its advisory services is located at 125 W 55 Th Street, Ny, NY 10019, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-231-1000 or by fax 212-231-1878. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.