Montvue Capital Management, Inc. (Lynchburg)

Name: Montvue Capital Management, Inc.
Address: 900 Main Street, Lynchburg, VA, 24504
Telephone: 434-455-2795

Montvue Capital Management, Inc. is a large advisory firm based in Lynchburg. It manages $135.51 million of regulatory assets for 152 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of North Carolina, Texas, and Virginia.

Montvue Capital Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Montvue Capital Management: assets under management

The assets under management (AUM) of Montvue Capital Management, Inc. is $135.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 332% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $135.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $891.53 thousand each.

Montvue Capital Management has custody of $60.94 million in cash and securities for 90 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment grade corporate bonds the most. They account for 47% of the total AUM. The second-largest asset type is exchange traded securities, which make up 39% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Montvue Capital Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sarah Umbarger Burnett serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Sarah Umbarger Burnett is high net worth individuals with 49 clients and $103.42 million of assets under management. Among the 10 most similar advisory firms, Montvue Capital Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $135.51 million for 152 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Montvue Capital Management doesn't advise any private funds.

Careers at Montvue Capital Management, Inc.

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Sarah Umbarger Burnett has been acting as President since 1 Mar 1999. Anne Umbarger Scruggs joined the executive team most recently as the Assistant Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anne Umbarger Scruggs	Assistant secretary	1 Mar 1999	50% - 75%	3009750
Sarah Umbarger Burnett	President/chief compliance officer	1 Mar 1999	50% - 75%	2158306

Based in Lynchburg

The principal office where Montvue Capital Management, Inc. performs its advisory services is located at 900 Main Street, Lynchburg, VA 24504, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 434-455-2795 or by fax 434-455-2797. The normal business hours are 8:30am to 4:30pm on Monday - Friday. You can find more information about the New York firm at montvue.com.