Crecera Finance Management Company, LLC (Mill Valley)

Name: Crecera Finance Management Company, LLC
Address: 9 Vista Real, Mill Valley, CA, 94941
Telephone: 415-845-8447

Crecera Finance Management Company, LLC is a large advisory firm based in Mill Valley. It manages $146.37 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2006.

Crecera Finance Management Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Crecera Finance Management Company: assets under management

The assets under management (AUM) of Crecera Finance Management Company, LLC is $146.37 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 109% since the beginning of its operation, and $134.34 million of the total AUM is attributable to clients outside of the United States.

The firm manages $146.37 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $29.27 million each.

Crecera Finance Management Company has custody of $146.37 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Crecera Finance Management Company, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Scott Klein serves?

The only and largest group of clients of Robert Scott Klein is pooled investment vehicles with 5 clients and $146.37 million of assets under management. Among the 12 most similar advisory firms, Crecera Finance Management Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $146.37 million for 5 clients. 80% of the firm’s clients are foreign persons or businesses.

Crecera Finance Management Company also advises several private funds. Namely, five hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $500,000.

Careers at Crecera Finance Management Company, LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Scott Klein has been acting as President since 1 Jul 2003. Victoria Howe joined the executive team most recently as the Senior Finance Officer/Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Scott Klein	Founder/president	1 Jul 2003	75% - 100%	2992634
James F. Prusky	Head of business development/cco	1 Oct 2003	Other	5088388
Oswaldo Sandoval	Managing director	1 Dec 2003	Other	5088389
Victoria Howe	Senior finance officer/cco	1 Nov 2005	Other	5091727

Based in Mill Valley

The principal office where Crecera Finance Management Company, LLC performs its advisory services is located at 9 Vista Real, Mill Valley, CA 94941, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-845-8447. The normal business hours are 8:30am - 6pm on Monday - Friday. You can find more information about the New York firm at crecera.net.