Raylign Advisory, LLC (Greenwich)

Name: Raylign Advisory, LLC
Address: 35 Mason Street, Greenwich, CT, 06830
Telephone: 203-742-5450

Raylign Advisory, LLC is a large advisory firm based in Greenwich. It manages $141.97 million of regulatory assets for 83 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Connecticut.

Raylign Advisory provides financial planning services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Raylign Advisory: assets under management

The assets under management (AUM) of Raylign Advisory, LLC is $141.97 million. The firm's AUM has grown by 162% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in government bonds the most. They account for 46% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 29% of the firm’s portfolio. Investments in exchange traded securities form 23% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Raylign Advisory, LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gregory Todd Rogers serves?

The firm provides services to charitable organizations and high net worth individuals. The largest group of clients of Gregory Todd Rogers is high net worth individuals with 78 clients and $126.32 million of assets under management. Among the 11 most similar advisory firms, Raylign Advisory has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $141.97 million for 83 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Raylign Advisory doesn't advise any private funds.

Careers at Raylign Advisory, LLC

The company employs 4 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gregory Todd Rogers has been acting as President since 1 Dec 2004. Damon Hart joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregory Todd Rogers	President/member	1 Dec 2004	75% - 100%	4309818
Lauris Stefans Lambergs	Principal, business development	1 Dec 2009	Other	4001420
Damon Hart	Chief compliance officer	1 Mar 2014	Other	2057066
Damon Lane Hart	Chief compliance officer/managing partner	1 Mar 2014	Other	2057066

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Irene Anne Mays	Current	1 Aug 2011	Other	5977253

Based in Greenwich

The principal office where Raylign Advisory, LLC performs its advisory services is located at 35 Mason Street, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-742-5450. The normal business hours are 8:30am to 5:30pm on Monday - Friday. You can find more information about the New York firm at raylign.com.