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Keats Connelly & Associates Inc. (Phoenix)


Keats Connelly & Associates Inc. is a large advisory firm based in Phoenix. It manages $223.97 million of regulatory assets for 310 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and 3 other states.

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Keats Connelly & Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Keats Connelly & Associates: assets under management

The assets under management (AUM) of Keats Connelly & Associates Inc. is $223.97 million. The firm's AUM has grown by 84% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $219.42 million in discretionary accounts and $4.54 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $795.02 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $133.6 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Keats Connelly & Associates Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Phoenix

The principal office where Keats Connelly & Associates Inc. performs its advisory services is located at 3336 North 32 Nd Street, Phoenix, AZ 85018 6241, which is also the mailing address of the firm. An additional office of the firm is in West Palm Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 602-955-5007 or by fax 602-224-5874. The normal business hours are 7:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.keatsconnelly.com.


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