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Topos LLC (Stamford)


Topos LLC is a large advisory firm based in Stamford. It manages $52.6 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Connecticut and Minnesota.




Topos provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Topos: assets under management

The assets under management (AUM) of Topos LLC is $52.6 million. The firm's AUM has grown by 6276% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $2.6 million in discretionary accounts and $50 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $520 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $50 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Topos LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Stamford

The principal office where Topos LLC performs its advisory services is located at 1 Landmark Square, Stamford, CT 06901 2673, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-569-7761 or by fax 203-724-1644. The normal business hours are 9am-5pm on Monday - Friday.


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