The Keller Group Investment Management, Inc (Irvine)

Name: The Keller Group Investment Management, Inc
Address: 18101 Von Karman Ave, Irvine, CA, 92612 1051
Telephone: 949-476-0300

The Keller Group Investment Management, Inc is a large advisory firm based in Irvine. It manages $1.25 billion of regulatory assets for 2,037 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, Arizona, California, and 14 other states.

The Keller Group Investment Management provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Keller Group Investment Management: assets under management

The assets under management (AUM) of The Keller Group Investment Management, Inc is $1.25 billion. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.2 billion in discretionary accounts and $48.92 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $596.16 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.88 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Keller Group Investment Management, Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Keller Group Investment Management, Inc

Ulrich Emanuel Keller has been acting as President since 1 Dec 1989. Inc. Keller Financial Group joined the executive team most recently as the 100% Stock Ownership.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ulrich Emanuel Keller	President/cfo/cio	1 Dec 1989	50% - 75%	1127298
John Hakopian	Exec. vice pres./chief portfolio mgr.	1 Dec 1989	Other	2159595
Victoria Call Feltoncollins	Exec. vice pres./secretary	1 Sep 1990	Other	1368618
Marr Neumann Leisure	Exec. vice pres.	1 May 1993	Other	1437898
Neil Christopher Amor	Vice president	1 Jul 1997	Other	1746699
Ulrich Keller	Director	1 May 1998	Other	2714604
Ulrich Emanuel Keller	Director	1 May 1998	Other	2714604
Mark Vincent Kenny	Vice president	1 Jun 1998	Other	1485556
Marr Neumann Leisure	Shareholder	1 Oct 2002	Other	1437898
Ulrich Emanuel Keller	Chief executive officer	1 Dec 2002	50% - 75%	1127298
John Hakopian	Exec. vice pres./c0-chief portfolio mgr.	1 Dec 2002	Other	2159595
Neil Christopher Amor	President	1 Dec 2002	Other	1746699
John Avak Hakopian	Exec. vice pres./c0-chief portfolio mgr.	1 Dec 2002	Other	2159595
Victoria Felton Collins	Exec. vice president	1 Jan 2004	Other	1368618
Neil Christopher Amor	President/secretary	1 Jan 2004	Other	1746699
Richard James Bamish	Co-chief portfolio manager/director	1 Jan 2004	Other	4777909
Gregory Steven Bruce	Chief financial officer/chief compliance officer	1 Jan 2004	Other	4777912
Neil Christopher Amor	Senior vp/secretary	1 Aug 2004	Other	1746699
Inc. Keller Financial Group	100% stock ownership	1 Jun 2007	75% - 100%	20-8639702

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Ulrich Emanuel Keller	Chairman of the board	1 Jun 2007	25% - 50%	1127298

Based in Irvine

The principal office where The Keller Group Investment Management, Inc performs its advisory services is located at 18101 Von Karman Ave, Irvine, CA 92612 1051, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-476-0300 or by fax 949-475-1456. The normal business hours are 7:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.kellerinvest.com.