Captrust Financial Advisors, LLC (Charlotte)

Name: Captrust Financial Advisors, LLC
Address: Ijl Financial Center, Charlotte, NC, 28202
Telephone: 704-379-7850

Captrust Financial Advisors, LLC is a large advisory firm based in Charlotte. It manages $1.05 billion of regulatory assets for 2,613 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 40 other states.

Captrust Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Captrust Financial Advisors: assets under management

The assets under management (AUM) of Captrust Financial Advisors, LLC is $1.05 billion. The firm's AUM has grown by 18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $312.79 million in discretionary accounts and $736.81 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $280.53 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $491.86 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Captrust Financial Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Captrust Financial Advisors, LLC

John Cooper Granzow has been acting as President since 1 Oct 1999. Donald Edward Nivens joined the executive team most recently as the Crop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edwin Archibald Jr Dalrymple	Ceo	1 Jul 1996	Other	728992
Michael Dean Hearn	Secretary	1 Jul 1996	Other	835376
Frank Graves Iii Dickey	Treasurer	1 Jul 1996	Other	2441260
William Edward Orielly	Research director	1 Dec 1996	Other	2272757
James Christopher Boone	Cfo, coo	1 Jun 1998	Other	1308382
William Freeman Barber	Srop	1 Mar 1999	Other	12174
Wachovia Corporation	Parent company	1 Apr 1999	Other	56-1473727
Inc. Ijl Financial	100% owner voting rights	1 Apr 1999	75% - 100%	56-1984027
John Cooper Granzow	President	1 Oct 1999	Other	1410381
Donald Edward Nivens	Crop	1 Jun 2000	Other	2786787
James Monroe Ii Tapp	Compliance officer	1 Jun 2000	Other	2249163

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Ctfa Holdings	Owner	1 Apr 1999	75% - 100%	56-2135782

Based in Charlotte

The principal office where Captrust Financial Advisors, LLC performs its advisory services is located at Ijl Financial Center, Charlotte, NC 28202, which is also the mailing address of the firm. An additional office of the firm is in West Palm Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-379-7850 or by fax 704-379-9076. The normal business hours are 8:00 - 5:00 est on Monday - Friday. You can find more information about the New York firm at www.captrust.com.