Allsquare Wealth Management, LLC (Albany)


Allsquare Wealth Management, LLC is a large advisory firm based in Albany. It manages $224 million of regulatory assets for 452 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Florida, Louisiana, Massachusetts, and 4 other states.

Allsquare Wealth Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Allsquare Wealth Management: assets under management

The assets under management (AUM) of Allsquare Wealth Management, LLC is $224 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 340% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $224 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $495.58 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 42% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 14% of the firm’s portfolio. Investments in non-exchange traded securities form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Allsquare Wealth Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Allsquare Wealth Management serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Allsquare Wealth Management is high net worth individuals with 44 clients and $113 million of assets under management. Among the 8 most similar advisory firms, Allsquare Wealth Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $224 million for 452 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Allsquare Wealth Management doesn't advise any private funds.

Careers at Allsquare Wealth Management, LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Interim Holdings Managing member 1 Apr 2010 75% - 100% 45-0592675
Alyssa Melanie Kolber Manager/chief compliance officer 1 Apr 2010 Other 5321571
Daniel Douglas Bauer Managing member / chief investment officer / chief compliance officer 1 Aug 2010 25% - 50% 4430682
Douglas James Bauer Managing member / chief executive officer 1 Aug 2010 75% - 100% 1051210

Based in Albany

The principal office where Allsquare Wealth Management, LLC performs its advisory services is located at 200 Great Oaks Blvd, Albany, NY 12203, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (518) 456-8900 or by fax (518) 456-3922. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at allsquarewealth.com.