Stux Capital Management, LLC (New York)

Name: Stux Capital Management, LLC
Address: 520 West End Avenue, New York, NY, 10024
Telephone: 212-579-7388

Stux Capital Management, LLC is a large advisory firm based in New York. It manages $847.2 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2004.

Stux Capital Management provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stux Capital Management: assets under management

The assets under management (AUM) of Stux Capital Management, LLC is $847.2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 724% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $847.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $211.8 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stux Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stux Capital Management, LLC

Ivan Ernest Stux has been acting as President since 1 Dec 2003. L.P. Strategic Investment Management joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ivan Ernest Stux	President	1 Dec 2003	Other	1367254
Thomas Anthony Bauer	Chief operating officer	1 Dec 2003	Other	4378421
Llc Stux Investments	Member	1 Dec 2003	50% - 75%	109165
Llc Strategic Investment Group Ventures	Member	1 Dec 2003	25% - 50%	31-1745284
Thomas A. Bauer	Chief operating officer	1 Dec 2003	Other	4378421
C Jason Psome	Principal and director - marketing and client service	1 Jun 2004	Other	1512310
Yien Lung	Quantitative analyst	1 Jul 2006	Other	5303641
L.P. Strategic Investment Management	Member	1 May 2012	Other	104862
California Public Employees' Retirement System	Member	1 May 2012	25% - 50%	94-6207465
Llc Strategic Investment Management	Member	1 May 2012	Other	104862

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Strategic Investment Management	Managing member	1 Apr 2000	Other	104862
California Public Employees' Retirement System	Member	1 Apr 2000	75% - 100%	94-6207465
L.P. Strategic Investment Management	Managing member	1 Apr 2000	Other	104862
Ivan Ernest Stux	Managing member	1 Nov 2000	75% - 100%	1367254

Based in New York

The principal office where Stux Capital Management, LLC performs its advisory services is located at 520 West End Avenue, New York, NY 10024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-579-7388 or by fax 212-579-5230. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at www.stux.com.