Uncommon Capital, LLC (Newcastle)

Uncommon Capital, LLC is a large advisory firm based in Newcastle. It manages $103.16 million of regulatory assets for 1,044 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California and Texas.

Uncommon Capital provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Uncommon Capital: assets under management

The assets under management (AUM) of Uncommon Capital, LLC is $103.16 million. The firm's AUM has grown by 0% since the beginning of its operation, and $117.39 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $89.5 million in discretionary accounts and $13.66 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $175.48 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $25.58 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 83% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 11% of the firm’s portfolio. Investments in exchange traded securities form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Uncommon Capital, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Uncommon Capital serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Uncommon Capital is high net worth individuals with 84 clients and $86.98 million of assets under management. Among the 8 most similar advisory firms, Uncommon Capital has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $103.16 million for 217 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Uncommon Capital doesn't advise any private funds.

Careers at Uncommon Capital, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Shawn Bruce Davis	Managing member, cco	1 Jan 2016	75% - 100%	2911230

Based in Newcastle

The principal office where Uncommon Capital, LLC performs its advisory services is located at 320 Taylor Rd, Newcastle, CA 95658 The mailing address of the firm is Po Box 1168, Newcastle, CA 95658. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 530-888-9003 or by fax 530-888-8633. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.