Productive Capital Management, Inc. (Dublin)

Name: Productive Capital Management, Inc.
Address: 6125 Memorial Drive, Dublin, OH, 43017
Telephone: 614-766-7000

Productive Capital Management, Inc. is a large advisory firm based in Dublin. It manages $2.07 billion of regulatory assets for 119 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Florida and Ohio.

Productive Capital Management provides portfolio management for businesses and institutional clients, publication of newsletters, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Productive Capital Management: assets under management

The assets under management (AUM) of Productive Capital Management, Inc. is $2.07 billion. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $767.47 million in discretionary accounts and $1.3 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.74 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $15.9 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Productive Capital Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Productive Capital Management, Inc.

William Peyton Scanlon has been acting as President since 1 Nov 2013. Dale William Smith has served as the Chief Investment Officer since 1 Nov 2013 and Robert Sherman Meeder is the Chief Executive Officer of Productive Capital Management, Inc. family office. Richard Reid Lavin joined the executive team most recently as the Chief Legal Counsel.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Peyton Scanlon	Chief executive officer	1 Dec 2010	25% - 50%	1209946
Kathleen Theresa Barr	President, chief operating officer	1 Dec 2010	50% - 75%	1447347
Stanley John Bahorek	Sr. mananging director	1 Dec 2010	Other	1564122
William Peyton Scanlon	Chief compliance officer	1 Mar 2011	25% - 50%	1209946
William Peyton Scanlon	Chairman	1 Nov 2013	Other	1209946
Susan Meeder	Sr. vice president/coo	1 Nov 2013	Other	6074506
Robert Sherman Meeder	Chief executive officer	1 Nov 2013	Other	2867295
Dale William Smith	Chief investment officer/chief financial officer	1 Nov 2013	Other	1792335
Bruce Edward Mckibben	Chief compliance officer	1 Nov 2013	Other	2177007
Inc. Meeder Investment Management	Parent corporation	1 Nov 2013	75% - 100%	31-1188077
Mary Margaret Bull	Legal counsel	1 Nov 2013	Other	2074604
Wade Steen	President	1 Nov 2013	Other	6274946
Bruce E Mckibben	Chief compliance officer	1 Nov 2013	Other	2177007
John Jason Click	Vice president	1 Nov 2013	Other	3060649
Jason Dale Headings	Vice president	1 Nov 2013	Other	4815749
Richard Reid Lavin	Chief legal counsel	1 Feb 2014	Other	6318973
Richard Lavin	Chief legal counsel	1 Feb 2014	Other	6318973

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert S (Sr) Meeder	Chairman and director	1 Oct 1991	25% - 50%	2867291
Robert Sherman Meeder	President	1 Jan 1992	50% - 75%	2867295

Based in Dublin

The principal office where Productive Capital Management, Inc. performs its advisory services is located at 6125 Memorial Drive, Dublin, OH 43017, which is also the mailing address of the firm. An additional office of the firm is in Berea, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-766-7000 or by fax 614-923-1145. The normal business hours are 8 a.m - 5 p.m. on Monday - Friday. You can find more information about the New York firm at productivecm.com.