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Country Club Financial Services, Inc. (Kansas City)


Country Club Financial Services, Inc. is a related adviser based in Kansas City. It manages $7.48 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Kansas and Missouri.

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Country Club Financial Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Country Club Financial Services: assets under management

The assets under management (AUM) of Country Club Financial Services, Inc. is $7.48 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 60% of the total AUM. The second-largest asset type is state and local bonds, which make up 16% of the firm’s portfolio. Investments in investment grade corporate bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Country Club Financial Services, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ashly Carter Hanson serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Ashly Carter Hanson is high net worth individuals with 6 clients and $3.89 million of assets under management. Among the 3 most similar advisory firms, Country Club Financial Services has the 2nd highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $4.85 million for 11 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Country Club Financial Services doesn't advise any private funds.

Careers at Country Club Financial Services, Inc.

The company employs 1 person that is either a part- or full-time employee. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ashly Carter Hanson has been acting as President since 1 Oct 2001. Robert Paul Wray joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Country Club Bank Parent of applicant 1 Dec 1991 75% - 100% 44-0574255
Lynn Steiner Conery Sr. vp 1 Dec 1991 Other 51971
National Association Country Club Bank Parent of applicant 1 Dec 1991 75% - 100% 44-0574255
Evelyn Dorthula Richards Financial operations principal 1 Nov 1996 Other 2826578
Lee Ann Cain Investment operations officer, compliance officer, vp 1 Jan 1997 Other 2370998
John David Miller Sr vp 1 May 2000 Other 2153841
Susan Clare Alvey Vice president 1 Aug 2000 Other 1906478
John Morris Ye President/chief operations officer/director 1 May 2001 Other 2336957
John Hamilton Wilson Chairman/ceo/director 1 Aug 2001 Other 709773
Ashly Carter Hanson Director 1 Oct 2001 Other 2537066
Ashly Marie Carter Director 1 Oct 2001 Other 2537066
James Lowell Cole Director 1 Oct 2001 Other 4484803
Michael Teall Mcgannon Director 1 Oct 2001 Other 4484788
Brian Christopher Sr Thompson Director 1 Oct 2001 Other 2252050
Peter George Menihan Vice president 1 Dec 2001 Other 715261
Sandra Lynne Dershemvega Senior operations manager 1 Apr 2002 Other 2702481
Kevin Jerold Clifford Sr. vice president 1 Aug 2002 Other 1281831
Michael Thomas Fleming Director 1 Mar 2003 Other 4646996
Brad Allen Gaeddert Director 1 Mar 2003 Other 2367415
Steve Wallace Panknin Director 1 Mar 2003 Other 2036727
Stephen Stanley Soden Director 1 Mar 2003 Other 430066
Paul Joseph Thompson Director 1 Mar 2003 Other 4154289
Herman John Johansen Sr. vice president 1 Mar 2003 Other 1089859
Stephen Stanley Soden Chairman, ceo 1 Jan 2004 Other 430066
Richard Joseph Welsh Vice president 1 Jan 2004 Other 2878127
Keith Patrick Marso Senior vice president 1 Jun 2004 Other 2660804
Dail Brown Blake Vice president 1 Jan 2005 Other 2693031
Jo E. Kinsey Director 1 Apr 2005 Other xxx-xx-xxxx
Michael Charles Werning Director 1 Apr 2005 Other xxx-xx-xxxx
Robert H Buckner Director 1 Apr 2005 Other 2215117
Michael Randolph Gross Sr vice president 1 Oct 2006 Other xxx-xx-xxxx
Kevin Paul Hennessy Vice president 1 Oct 2006 Other 2618099
Dail Brown Blake Senior vice president 1 Jan 2007 Other 2693031
Timothy Thompson Director 1 Apr 2007 Other xxx-xx-xxxx
Dennis Jerome Clifford Senior vice president 1 May 2007 Other 4690575
Abraham M. Glaser Vice president 1 Jan 2008 Other 4634605
Lawrence Everett Russell Director 1 Jul 2009 Other 1438540
Debra Susan Shultz Sr vice president 1 Jul 2009 Other 2962385
Mark Collins Thompson Director 1 Apr 2010 Other xxx-xx-xxxx
Joseph Major Sr Close Director 1 Jul 2011 Other xxx-xx-xxxx
William Edward Koehler Director 1 Jan 2012 Other 2728319
Sandra Lynne Dershemvega Sr vp - cco, financial operations principal 1 Apr 2013 Other 2702481
Kevin Paul Hennessy Senior vice president 1 Oct 2013 Other 2618099
Lynn Steiner Conery President, director 1 Dec 2014 Other 51971
Sandra Lynne Dershemvega Sr vp - cco, financial operations principal, director 1 Dec 2014 Other 2702481
Dwayne Kent White Director 1 Dec 2014 Other 822813
Frank Charles Jr Maggiorotto Director, chairman 1 Oct 2015 Other 1133619
John Irvin Jr Hense Director 1 Apr 2016 Other 1349753
Alane Beatrice Hogue Vice president 1 Apr 2016 Other 1352346
Robert Paul Wray Director 1 Apr 2017 Other 2892383
Brian Christopher Sr Thompson Director 1 Apr 2017 Other 2252050

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ccb Corporation Owner 1 Dec 1991 75% - 100% 43-0907031
Byron G Thompson President 1 Dec 1991 50% - 75% 2215113
Robert H Buckner Secretary 1 Dec 1991 25% - 50% 2215117
Ccb Corp Owner 1 Dec 1991 75% - 100% 43-0907031

Based in Kansas City

The principal office where Country Club Financial Services, Inc. performs its advisory services is located at One Ward Parkway, Kansas City, MO 64112 The mailing address of the firm is P. O. Box 410889, Kansas City, MO 64141 0889. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 816-751-9334 or by fax 816-751-1492. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at countryclubfinancial.com.


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