Legg Mason Asset Management Hong Kong Limited (Central)

Name: Legg Mason Asset Management Hong Kong Limited
Address: 12 Th Floor, York House, Central
Telephone: 852-3652-3000

Legg Mason Asset Management Hong Kong Limited is a large advisory firm based in Central. It manages $733.8 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2008.

Legg Mason Asset Management Hong Kong Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Legg Mason Asset Management Hong Kong Limited: assets under management

The assets under management (AUM) of Legg Mason Asset Management Hong Kong Limited is $733.8 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $733.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $61.15 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Legg Mason Asset Management Hong Kong Limited for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Legg Mason Asset Management Hong Kong Limited

Joseph Patrick Larocque has been acting as President since 1 Jun 2009. Sau Wai Diana Chan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Suk Han Lun	Compliance manager	1 Dec 2005	Other	5543408
Lm International Holding L.P.	Shareholder	1 Jan 2006	75% - 100%	98-0451594
Jason Christopher Davenant Henchman	Head of legal and compliance, asia pacific & director	1 Apr 2006	Other	5389862
Lai Sze Chan	Senior investment officer & director	1 Jul 2006	Other	5543400
Thomas John Hirschmann	Managing director, international distribution & director	1 Jul 2007	Other	3101608
Terrence Andrew Johnson	Managing director, legg mason investments & director	1 Jul 2007	Other	5543404
Jeffrey Allen Nattans	Managing director and director	1 Jul 2007	Other	2786221
Hong Heng Lennie Lim	Head of asia distribution & director	1 Feb 2008	Other	5405198
Joseph Patrick Larocque	International chief administrative officer	1 Dec 2008	Other	4363277
Joseph Patrick Larocque	Director	1 Jun 2009	Other	4363277
Lai Sze Chan	Head of investments - hong kong & china and director	1 Oct 2009	Other	5543400
Siu For Freeman Tsang	Director, business development	1 Jan 2010	Other	5748587
Suk Han Lun	Chief compliance officer	1 Jan 2010	Other	5543408
Robert Michael Shearman	Director, head of international product management	1 Oct 2010	Other	5863343
Che Lee Ally Kwan	Chief compliance officer	1 Jan 2011	Other	5880229
Lin Ee Leong	Chief compliance officer	1 Mar 2011	Other	5942575
Alvin Joyue Hui	Chief legal officer	1 Apr 2011	Other	6038175
Hui Zin Lau	Asian region controller	1 Jul 2011	Other	6039403
Sau Wai Diana Chan	Chief compliance officer	1 Jan 2012	Other	6028976

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Legg Mason International Holdings	Sole stockholder	1 Dec 2004	75% - 100%	20-2573431
Llc Legg Mason International Holdings Ii	Sole stockholder	1 Jan 2005	75% - 100%	20-3785487
Inc. Legg Mason	Sole stockholder	1 May 2005	75% - 100%	52-1200960
Inc. Legg Mason	Sole stockholder	1 Mar 2011	75% - 100%	52-1200960
Legg Mason Global Holdings Limited	Limited partner	1 Mar 2011	75% - 100%	foreign

Based in Central

The principal office where Legg Mason Asset Management Hong Kong Limited performs its advisory services is located at 12 Th Floor, York House, Central, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852-3652-3000 or by fax 852-3652-3030. The normal business hours are 9:00 a.m. to 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.leggmason.com.hk.