Aligned Intermediary, Inc. (New York)

Name: Aligned Intermediary, Inc.
Address: 41 Madison Ave, New York, NY, 10010
Telephone: 646-202-2459

Aligned Intermediary, Inc. is a mid-sized advisory firm based in New York. It manages $41.94 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2017.

Aligned Intermediary provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aligned Intermediary: assets under management

The assets under management (AUM) of Aligned Intermediary, Inc. is $41.94 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.48 million in discretionary accounts and $37.46 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.48 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $37.46 million.

Aligned Intermediary has custody of $4.48 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aligned Intermediary, Inc. for their services and products based on fixed fees and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aligned Intermediary serves?

The only and largest group of clients of Aligned Intermediary is pooled investment vehicles with 1 clients and $4.48 million of assets under management. Among the 2 most similar advisory firms, Aligned Intermediary has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.48 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Aligned Intermediary also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Aligned Intermediary, Inc.

The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Aaron Scott Wolf joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Warner Davidson	Chief executive officer	1 Jun 2016	Other	1047163
Aaron Scott Wolf	Chief compliance officer	1 Jun 2016	Other	6723346
Inc. Planet Heritage Foundation	Shareholder	1 Jun 2016	75% - 100%	26-3878866

Based in New York

The principal office where Aligned Intermediary, Inc. performs its advisory services is located at 41 Madison Ave, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-202-2459. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at alignedintermediary.com.