Oak Tree Advisory Services Inc (Oceanside)

Name: Oak Tree Advisory Services Inc
Address: 4736 Marblehead Bay Drive, Oceanside, CA, 92057
Telephone: 760-439-5616

Oak Tree Advisory Services Inc is a mid-sized advisory firm based in Oceanside. It manages $284.74 million of regulatory assets for 50 client accounts. It has been registered with the SEC as an adviser since 2001.

Oak Tree Advisory Services provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters, and collaborative divorce, mediation. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Oak Tree Advisory Services: assets under management

The assets under management (AUM) of Oak Tree Advisory Services Inc is $284.74 million. The firm's AUM has grown by 989% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is government bonds, which make up 50% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Oak Tree Advisory Services Inc for their services and products based on hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Oak Tree Advisory Services serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Oak Tree Advisory Services is high net worth individuals with 10 clients and $36.9 million of assets under management. Among the 8 most similar advisory firms, Oak Tree Advisory Services has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $64.74 million for 50 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Oak Tree Advisory Services doesn't advise any private funds.

Careers at Oak Tree Advisory Services Inc

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Armand Edward D'alo	Coo	1 Oct 1985	50% - 75%	4377463
Robbin Marguerite D'alo	Chief compliance officer	1 Oct 1985	50% - 75%	4377472

Based in Oceanside

The principal office where Oak Tree Advisory Services Inc performs its advisory services is located at 4736 Marblehead Bay Drive, Oceanside, CA 92057 The mailing address of the firm is 701 Palomar Airport Rd, Carlsbad, CA 92011. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 760-439-5616 or by fax 866-690-9969. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at oaktreeadvisory.com.