Hodges Capital Management Inc (Dallas)

Name: Hodges Capital Management Inc
Address: 2905 Maple Ave, Dallas, TX, 75201
Telephone: 888-878-4426

Hodges Capital Management Inc is a large advisory firm based in Dallas. It manages $1.38 billion of regulatory assets for 321 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 26 other states.

Hodges Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hodges Capital Management: assets under management

The assets under management (AUM) of Hodges Capital Management Inc is $1.38 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2056% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.3 million each.

Investments

The firm invests in exchange traded securities the most. They account for 92% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Hodges Capital Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eric Jay Marshall serves?

The firm provides services to individuals, investment companies, and high net worth individuals. The largest group of clients of Eric Jay Marshall is investment companies with 6 clients and $1.05 billion of assets under management. Among the 10 most similar advisory firms, Hodges Capital Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $1.38 billion for 321 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Hodges Capital Management doesn't advise any private funds.

Careers at Hodges Capital Management Inc

The company employs 26 people that are either part- or full-time employees. 35 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Eric Jay Marshall has been acting as President since 1 Sep 2007. Brett Walker Rainey joined the executive team most recently as the Coo, Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Hodges Capital Holdings Inc.	Shareholder	1 May 1989	75% - 100%	75-2278916
Inc. First Dallas Holdings	Shareholder	1 May 1989	75% - 100%	75-2278916
Donald Wayne Hodges	President/treasurer	1 May 1989	Other	247387
Craig Donaldson Hodges	Shareholder	1 May 1989	Other	1714289
Norman Cannon Gin	Senior vice president	1 Mar 1992	Other	831759
Kathryn Williams Garvin	Secretary	1 Aug 1993	Other	1665092
Camille Hodges Hays	Shareholder	1 Aug 1998	Other	2951852
John Anthony Doyle	Chief compliance officer	1 Aug 1998	Other	826132
Craig Donaldson Hodges	Sr. vice president	1 Apr 1999	Other	1714289
Robert Benson Parnell	Sr. vice president	1 Aug 2001	Other	728834
Camille Hodges Hays	Executive vp	1 Aug 2004	Other	2951852
Craig Donaldson Hodges	Chairman, cio, ceo	1 Oct 2004	Other	1714289
Gary Mack Bradshaw	Svp	1 Sep 2007	Other	1389924
Eric Jay Marshall	President	1 Sep 2007	Other	2981115
Robert Vincent Coulter	Compliance officer	1 Sep 2007	Other	4211707
Clark Brown Hodges	Evp business development	1 Aug 2008	Other	2202654
Robert Vincent Coulter	Chief compliance officer	1 Aug 2008	Other	4211707
Robert Leo Kerch	Chief compliance officer	1 May 2009	Other	2421770
Brett Walker Rainey	Coo	1 May 2018	Other	2405496
Brett Walker Rainey	Coo, cco	1 Aug 2019	Other	2405496

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Camille Hodges Hays	Member	1 May 1989	25% - 50%	2951852
Clark Brown Hodges	Member	1 May 1989	25% - 50%	2202654
Gordonville Partners	Shareholder	1 Dec 2006	25% - 50%	20-3948583
Llc Hccc	General partner	1 Dec 2006	Other	20-3948503
Ltd. Gordonville Partners	Shareholder	1 Dec 2006	25% - 50%	20-3948583
Gordonville Partners	Shareholder	1 Sep 2007	25% - 50%	20-3948503
Gordonville Partners	Shareholder	1 Oct 2011	25% - 50%	20-3948583
Hodges Capital Holdings Voting Trust	Shareholder	1 Oct 2011	50% - 75%	45-5446718
Craig Donaldson Hodges	Trustee	1 Oct 2011	25% - 50%	1714289
Camille Hodges Hays	Partner	1 Oct 2011	25% - 50%	2951852
Clark Brown Hodges	Partner	1 Oct 2011	25% - 50%	2202654
First Dallas Holdings Voting Trust	Shareholder	1 Oct 2011	50% - 75%	45-5446718

Based in Dallas

The principal office where Hodges Capital Management Inc performs its advisory services is located at 2905 Maple Ave, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 888-878-4426 or by fax 214-754-8721. The normal business hours are 8:00 a.m. - 4:30 p.m. on Monday - Friday. You can find more information about the New York firm at hodgesfund.com.