Signia Wealth Limited (London)

Name: Signia Wealth Limited
Address: One Connaught Place, London, W22 Et
Telephone: 44-0-207-298-6060

Signia Wealth Limited is an adviser based in London. It manages $1.57 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2012.

Signia Wealth Limited provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Signia Wealth Limited: assets under management

The assets under management (AUM) of Signia Wealth Limited is $1.57 billion. The firm's AUM has gone down by -48% since the beginning of its operation, and $1.55 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.57 billion in discretionary accounts and $4.9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $92.12 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.63 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 35% of the total AUM. The second-largest asset type is sovereign bonds, which make up 21% of the firm’s portfolio. Investments in exchange traded securities form 18% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Signia Wealth Limited for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nathalie Dauriac Stoebe serves?

The only and largest group of clients of Nathalie Dauriac Stoebe is high net worth individuals with 20 clients and $1.57 billion of assets under management. Among the 10 most similar advisory firms, Signia Wealth Limited has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.57 billion for 20 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 90% of the firm’s clients are foreign persons or businesses.

Signia Wealth Limited doesn't advise any private funds.

Careers at Signia Wealth Limited

The company employs 18 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Nathalie Dauriac Stoebe has been acting as President since 1 Oct 2009. Carnegie Smyth joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nathalie Dauriac Stoebe	Director	1 Oct 2009	Other	5936467
David Hodgson Canfield	Director	1 Oct 2009	Other	5936461
Grecco Limited	Shareholder	1 Feb 2010	50% - 75%	foreign
Kathrine Elise Cooper	Secretary	1 Feb 2010	Other	5936474
Kathrine Elise Cooper	Chief compliance officer	1 Mar 2010	Other	5936474
The Cap Ferret Trust	Shareholder	1 Jul 2010	25% - 50%	foreign
Carnegie Smyth	Director	1 Feb 2015	Other	6756906

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Marlborough Secretaries Limited	Shareholder	1 Dec 2003	50% - 75%	foreign
Marlborough Nominees Limited	Shareholder	1 Dec 2003	50% - 75%	foreign
Marlborough Trust Company Limited	Shareholder	1 Dec 2003	50% - 75%	foreign
Marlborough Trust Company Limited	Trustee	1 Jul 2010	Other	foreign
Marlborough Trust Company Limited	Shareholder	1 Feb 2011	50% - 75%	foreign
Marlborough Nominees Limited	Shareholder	1 Feb 2011	50% - 75%	foreign
Vistra Nominees Limited	Shareholder	1 Feb 2011	75% - 100%	foreign

Based in London

The principal office where Signia Wealth Limited performs its advisory services is located at One Connaught Place, London, W22 Et, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44-0-207-298-6060 or by fax 44-0-207-402-9099. The normal business hours are 8:30am - 6pm on Monday - Friday. You can find more information about the New York firm at signiawealth.com/.