Financial Concepts, Inc. (Chandler)

Name: Financial Concepts, Inc.
Address: 3195 West Ray Road, Chandler, AZ, 85226
Telephone: 480-963-1300

Financial Concepts, Inc. is an adviser based in Chandler. It manages $56.4 million of regulatory assets for 471 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Arizona, California, and Pennsylvania.

Financial Concepts provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and consulting. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Concepts: assets under management

The assets under management (AUM) of Financial Concepts, Inc. is $56.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $56.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $119.74 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Concepts, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Financial Concepts, Inc.

Tim Lee Wolf has been acting as President since 1 Aug 1987. Raymond Cromwell Kelsey joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tim Lee Wolf	President	1 Aug 1987	75% - 100%	1261588
Raymond Cromwell Kelsey	Chief compliance officer	1 Jul 2005	Other	4992820

Based in Chandler

The principal office where Financial Concepts, Inc. performs its advisory services is located at 3195 West Ray Road, Chandler, AZ 85226, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-963-1300 or by fax 480-963-0100. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at none.