Fox Run Management LLC (Greenwich)

Fox Run Management LLC is a large advisory firm based in Greenwich. It manages $228.4 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Connecticut.

Fox Run Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fox Run Management: assets under management

The assets under management (AUM) of Fox Run Management LLC is $228.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $228.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $114.2 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fox Run Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fox Run Management serves?

The only and largest group of clients of Fox Run Management is pooled investment vehicles with 2 clients and $228.4 million of assets under management. Among the 7 most similar advisory firms, Fox Run Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $228.4 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Fox Run Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Fox Run Management LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Sandeep Kumar has served as the Chief Investment Officer since 1 Jan 2018. Peter Klein joined the executive team most recently as the Ceo/Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Klein	Ceo/cco	1 Nov 1997	75% - 100%	1340122
Anders Peter Klein	Managing member, ceo and cco	1 Nov 1997	75% - 100%	1340122
Sandeep Kumar	Chief investment officer	1 Jan 2018	Other	4826390

Based in Greenwich

The principal office where Fox Run Management LLC performs its advisory services is located at 115 E Putnam Avenue, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-629-1729 or by fax 203-629-0445. The normal business hours are 7:30 a.m. - 4:30 p.m. on Monday - Friday.