Rafalko Advisors, Inc. (Glen Allen)

Name: Rafalko Advisors, Inc.
Address: 4860 Cox Rd., Glen Allen, VA, 23060
Telephone: 800-767-8772

Rafalko Advisors, Inc. is a large advisory firm based in Glen Allen. It manages $139.32 million of regulatory assets for 239 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Maryland, Texas, and Virginia.

Rafalko Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and due dilgence reports for plan sponsors. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rafalko Advisors: assets under management

The assets under management (AUM) of Rafalko Advisors, Inc. is $139.32 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $130.17 million in discretionary accounts and $9.15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $631.89 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $277.41 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rafalko Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rafalko Advisors, Inc.

Rafalko Advisors, Inc. is owned by John R. Sample. Celia A Rafalko joined the executive team most recently as the President, Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John R. Sample	Owner	1 Jun 2011	Other	5964229
Celia A Rafalko	President, cco	1 Jun 2011	75% - 100%	3186106

Based in Glen Allen

The principal office where Rafalko Advisors, Inc. performs its advisory services is located at 4860 Cox Rd., Glen Allen, VA 23060, which is also the mailing address of the firm. An additional office of the firm is in Leesburg, VA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-767-8772 or by fax 888-675-0586. The normal business hours are 9:00-4:30 on Monday - Friday. You can find more information about the New York firm at rafalkoadvisors.com.