Efg Capital International Corp. (Miami)

Name: Efg Capital International Corp.
Address: 701 Brickell Ave., Miami, FL, 33131
Telephone: 305-482-8000

Efg Capital International Corp. is a large advisory firm based in Miami. It manages $99.73 million of regulatory assets for 35 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alaska, Arizona, California, and 10 other states.

Efg Capital International Corp provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Efg Capital International Corp: assets under management

The assets under management (AUM) of Efg Capital International Corp. is $99.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 159% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $99.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.85 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Efg Capital International Corp. for their services and products based on a percentage of assets under management, fixed fees, commissions, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Efg Capital International Corp.

Lawrence Damon Howell has been acting as President since 1 Jan 1996. Noemi Carmen Schaefer joined the executive team most recently as the Senior Vice President, Head Of Operations, Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lawrence Damon Howell	Director	1 Jan 1996	Other	1344288
Jean Pierre Cuoni	Director	1 Jan 1996	Other	4097954
Marcelo A Alvarez	Vice chairman of the board	1 Oct 1996	Other	2812588
Victor Manuel Echevarria	Chief executive officer, chairman of the board, president	1 Oct 1996	Other	1939548
Efg Bank	Parent	1 Aug 1997	75% - 100%	foreign
Juan Carlos Massens	Finop, muni prin.	1 Oct 1997	Other	2802360
Sixto Campano	President and chief operations officer, srop/crop, cheif compliance officer	1 Feb 2002	Other	1567239
Zelaine Rubio Sanchez	Vice president - compliance officer	1 Mar 2004	Other	3265926
Efg International	Parent	1 Sep 2005	75% - 100%	foreign
Jacobo Antonio Jr Gadalamaria	Director	1 Nov 2005	Other	2138460
Hans Anton Abate	Senior vice president, muni principal	1 Dec 2005	Other	4563511
Jacobo Antonio Jr Gadalamaria	President, chief compliance officer	1 Dec 2005	Other	2138460
Guillermo Arturo Argumedo	Senior vice president, registered options principal	1 Dec 2005	Other	2542794
Noemi Carmen Schaefer	Senior vice president, head of operations	1 Dec 2005	Other	2241064
Nicholas Patrick Salas	Compliance officer	1 Jun 2006	Other	2546483
Noemi Carmen Schaefer	Senior vice president, head of operations, chief compliance officer	1 Jan 2008	Other	2241064

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Efg Bank European Financial Group	Parent	1 Aug 1997	75% - 100%	foreign
Efg Bank European Financial Group	Parent	1 Sep 2005	50% - 75%	foreign

Based in Miami

The principal office where Efg Capital International Corp. performs its advisory services is located at 701 Brickell Ave., Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-482-8000 or by fax 305-482-4200. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.efgcapital.com.