Buena Vista Fund Management, LLC. (San Francisco)

Name: Buena Vista Fund Management, LLC.
Address: 235 Montgomery St., San Francisco, CA, 94104
Telephone: 415-433-1020

Buena Vista Fund Management, LLC. is a large advisory firm based in San Francisco. It manages $588.36 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Buena Vista Fund Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Buena Vista Fund Management: assets under management

The assets under management (AUM) of Buena Vista Fund Management, LLC. is $588.36 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 73% since the beginning of its operation, and $285.6 million of the total AUM is attributable to clients outside of the United States.

The firm manages $588.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $294.18 million each.

Buena Vista Fund Management has custody of $588.36 million in cash and securities for 116 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Buena Vista Fund Management, LLC. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Buena Vista Fund Management serves?

The only and largest group of clients of Buena Vista Fund Management is pooled investment vehicles with 2 clients and $588.36 million of assets under management. Among the 11 most similar advisory firms, Buena Vista Fund Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $588.36 million for 2 clients. 49% of the firm’s clients are foreign persons or businesses.

Buena Vista Fund Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Buena Vista Fund Management, LLC.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Mendel Rosner	Managing member	1 Aug 1998	75% - 100%	1319324
Jeffrey Samuel Bartfeld	Cfo, chief compliance officer	1 Oct 2003	Other	2054061
Anne Shui Ting Yip	Cco	1 Jul 2011	Other	6179179
Joey Hu	Cco	1 Jul 2013	Other	6318306

Based in San Francisco

The principal office where Buena Vista Fund Management, LLC. performs its advisory services is located at 235 Montgomery St., San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-433-1020 or by fax 415-433-5610. The normal business hours are 9am to 5:00pm on Monday - Friday. You can find more information about the New York firm at buenavistafund.com/.