Shaunessy Investment Counsel Inc (Calgary, Alberta)

Name: Shaunessy Investment Counsel Inc
Address: 615 15 Ave Sw Suite 102, Calgary, Alberta, T2 R 0 R4
Telephone: 403 802 3108

Shaunessy Investment Counsel Inc is an adviser based in Calgary, Alberta. It manages $243.48 million of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2017.

Shaunessy Investment Counsel provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Shaunessy Investment Counsel: assets under management

The assets under management (AUM) of Shaunessy Investment Counsel Inc is $243.48 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 11% since the beginning of its operation, and $243.48 million of the total AUM is attributable to clients outside of the United States.

The firm manages $243.48 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.85 million each.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Shaunessy Investment Counsel Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Shaunessy Investment Counsel Inc

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Terence Kevin Shaunessy	President, director, cco	1 Dec 2000	75% - 100%	6849636
Katharine Eirich	Vice president	1 Dec 2005	Other	6849638
James William Garcelon	Executive vice president & director	1 Mar 2017	Other	4668786

Based in Calgary, Alberta

The principal office where Shaunessy Investment Counsel Inc performs its advisory services is located at 615 15 Ave Sw Suite 102, Calgary, Alberta, T2 R 0 R4, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 403 802 3108 or by fax 403 802 3119. The normal business hours are 9am-5pm mountain time on Monday - Friday. You can find more information about the New York firm at shaunessy.com.