Financial West Investment Group, Inc. (Reno)

Name: Financial West Investment Group, Inc.
Address: 1330 Lander St., Reno, NV, 89509
Telephone: 775-346-3080

Financial West Investment Group, Inc. is an adviser based in Reno. It manages $180 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Financial West Investment Group provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial West Investment Group: assets under management

The assets under management (AUM) of Financial West Investment Group, Inc. is $180 thousand. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial West Investment Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Financial West Investment Group, Inc.

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gene Charles Valentine has been acting as President since 1 May 1985. Jacob Michael Doyle joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gene Charles Valentine	Chairman/ceo	1 May 1985	Other	1079871
Todd Evan Melillo	Dir. of trading/vp	1 Jun 1991	Other	1108794
Inc. A Nevada Corporation Paradox Holding	Shareholder	1 May 1994	75% - 100%	77-0390225
Edward Lowry Price	Director/president/sec	1 Nov 1995	Other	1298103
Joanne Valentine	Director	1 Nov 1995	Other	2490602
Linda Diane Means	Cfo	1 Nov 1996	Other	2282059
Jeffrey Keith Rose	V.p chief compliance officer	1 Oct 1999	Other	1008563
Thomas Bradford Krueger	Compliance officer	1 Apr 2000	Other	2899998
Ellen Ronnie Friedman	Senior compliance officer	1 Jul 2004	Other	424527
William Robert Barber	Director	1 Oct 2004	Other	xxx-xx-xxxx
Corey Andrew White	Compliance officer	1 Feb 2005	Other	4537015
Alexandra Franks Yin	Cfo	1 Feb 2005	Other	4452751
Donald Michael Bizub	President	1 Feb 2005	Other	1600090
Robert Dalton Creaser	Chief compliance officer	1 Feb 2005	Other	3198410
Alexandra Franks	Cfo	1 Feb 2005	Other	4452751
Alexandra Lafata	Cfo	1 Feb 2005	Other	4452751
Robert Dalton Creaser	Chief compliance officer/crop	1 Mar 2005	Other	3198410
Todd Evan Melillo	President	1 Jul 2005	Other	1108794
Dorothy Lynn Gibbens	Director of compliance/srop	1 Aug 2006	Other	1192309
Thomas Bradford Krueger	Chief compliance officer	1 Mar 2010	Other	2899998
Dorothy Lynn Gibbens	Co-chief compliance officer	1 Jul 2011	Other	1192309
Howard Davis	Co-chief compliance officer	1 Jul 2011	Other	1782118
Ellen Kathia Shearin	President	1 Oct 2012	Other	2603576
Corey Andrew White	Chief compliance officer	1 Nov 2012	Other	4537015
Mitchell Steven Morrison	President	1 Sep 2013	Other	728484
Michael Kirk Deluz	Chief financial officer	1 Oct 2013	Other	2526894
Jason Eric Luhan	Chief operating officer/general counsel	1 Jul 2014	Other	5483636
Michael Kirk Deluz	President/chief financial officer	1 Mar 2015	Other	2526894
Ellen Kathia Shearin	President	1 Dec 2015	Other	2603576
Thomas Bradford Krueger	Finop	1 Dec 2015	Other	2899998
Al Clifton Hodges	Board member	1 Dec 2015	Other	6594701
Landis Griffin Thompson	Finop	1 Apr 2017	Other	5536667
Debasish ("Nmn") Banerjee	Finop	1 May 2017	Other	1555979
Jacob Michael Doyle	Vice president	1 Aug 2017	Other	6014279
Gene Charles Valentine	Chief compliance officer	1 Aug 2017	Other	1079871

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Gene Charles Valentine	Shareholder	1 Mar 1994	75% - 100%	1079871

Based in Reno

The principal office where Financial West Investment Group, Inc. performs its advisory services is located at 1330 Lander St., Reno, NV 89509 The mailing address of the firm is P.O. Box 12070, Reno, NV 89502 2119. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 775-346-3080 or by fax 775-346-3082. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at fwg.com.