Strategic Investment Counsel Corp (Dallas)

Name: Strategic Investment Counsel Corp
Address: 9405 Mercer Dr, Dallas, TX, 75228
Telephone: 214-328-2400

Strategic Investment Counsel Corp is a large advisory firm based in Dallas. It manages $4.18 billion of regulatory assets for 43 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Strategic Investment Counsel Corp provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and esop trustee. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Strategic Investment Counsel Corp: assets under management

The assets under management (AUM) of Strategic Investment Counsel Corp is $4.18 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2710% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.18 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $97.32 million each.

Investments

The firm invests in non-exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Strategic Investment Counsel Corp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Laurie Gayle Flood serves?

The firm provides services to individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Laurie Gayle Flood is pension and profit sharing plans with 10 clients and $4.17 billion of assets under management. Among the 13 most similar advisory firms, Strategic Investment Counsel Corp has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $4.18 billion for 27 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Strategic Investment Counsel Corp doesn't advise any private funds.

Careers at Strategic Investment Counsel Corp

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Laurie Gayle Flood has been acting as President since 1 Dec 2005. George Edward Flood joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Colin Maxwell Henderson	President and chief investment officer	1 Nov 1995	75% - 100%	2619506
Colin Henderson	President and chief investment officer	1 Nov 1995	75% - 100%	2619506
Linda Jo Henderson	Vice president, chief compliance officer and cfo	1 Aug 1997	Other	2834708
Linda Henderson	Vice president and chief financial officer	1 Aug 1997	Other	2834708
Laurie Gayle Flood	Director	1 Dec 2005	Other	2212654
George Edward Flood	Director	1 Dec 2005	Other	1995879

Based in Dallas

The principal office where Strategic Investment Counsel Corp performs its advisory services is located at 9405 Mercer Dr, Dallas, TX 75228 The mailing address of the firm is P. O. Box 180241, Dallas, TX 75218 0241. An additional office of the firm is in Lake City, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-328-2400 or by fax 214-328-3233. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at strinco.com/.