Sign in Sign up for free

Santa Barbara Quantitative Strategies, LLC (Santa Barbara)


Santa Barbara Quantitative Strategies, LLC is an adviser based in Santa Barbara. It manages $2.47 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005.

Logo

Santa Barbara Quantitative Strategies provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Santa Barbara Quantitative Strategies: assets under management

The assets under management (AUM) of Santa Barbara Quantitative Strategies, LLC is $2.47 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $2.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $823.61 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Santa Barbara Quantitative Strategies, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Timothy Patrick Mccormack Shareholder 1 Aug 1997 75% - 100% 1714984
Roderick Corey Hare Managing member, member 1 Feb 2003 75% - 100% 4897080

Based in Santa Barbara

The principal office where Santa Barbara Quantitative Strategies, LLC performs its advisory services is located at 21 El Paseo Building, Santa Barbara, CA 93101 2230, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-730-7725 or by fax 805-730-7795. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at www.sbquant.com.


Registered investment advisers similar to Santa Barbara Quantitative Strategies, LLC