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Pimco Specialty Markets LLC (Westport)


Pimco Specialty Markets LLC is a large advisory firm based in Westport. It manages $1.5 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, and New York.

Pimco Specialty Markets provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pimco Specialty Markets: assets under management

The assets under management (AUM) of Pimco Specialty Markets LLC is $1.5 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 210% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.5 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $149.96 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pimco Specialty Markets LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 25 indirect owners.

Name Entity Date acquired Ownership Employer ID
Allianz Ag Stockholder 1 Jun 1976 75% - 100% 00-0000000
Allianz Aktiengesellschaft Stockholder 1 Jun 1976 75% - 100% 98-0122343
Allianz Paclife Partners Llc General partner/ limited partner 1 May 2000 25% - 50% 33-0915825
Adam U.S. Holding Llc Managing member 1 May 2000 25% - 50% 95-1079000
Pacific Asset Management Llc Member 1 May 2000 50% - 75% 95-1079000
Pacific Life Insurance Company Member 1 May 2000 75% - 100% 95-1079000
Pacific Mutual Holding Company Member 1 May 2000 75% - 100% 33-0769202
Allianz Dresdner Asset Management Of America Llc Member 1 May 2000 75% - 100% 06-1605361
Inc. Allianz Of America Member 1 May 2000 75% - 100% 13-3412614
Inc. Pacific Financial Products Unitholder 1 May 2000 25% - 50% 04-3092764
Allianz Global Investors Of America Llc Member 1 May 2000 75% - 100% 06-1605361
Pimco Holding Llc Managing member 1 May 2000 25% - 50% 95-1079000
Allianz Gp Sub Llc Member 1 May 2000 75% - 100% 06-1586816
Pimco Advisors Holdings L.P. Unitholder 1 May 2000 25% - 50% 13-3412614
Allianz Asset Management Of America Llc Member 1 May 2000 75% - 100% 06-1605361
Munchener Ruckversicherungs Gesellschaft Ag Stockholder 1 Jul 2001 25% - 50% 00-0000000
Allianz Dresdner Asset Management Of America Llc Unitholder 1 Jan 2002 25% - 50% 06-1605361
Allianz Global Investors Of America Llc Unitholder 1 Jan 2002 50% - 75% 06-1605361
Pacific Life Insurance Company Member 1 Jan 2003 25% - 50% 95-1079000
Allianz Dresdner Asset Management Of America Holdings Inc. Managing member 1 Jan 2003 Other 43-1993556
Allianz Dresdner Asset Management Gmbh Sole stockholder 1 Jan 2003 75% - 100% 00-0000000
Allianz Aktiengesellschaft Sole stockholder 1 Jan 2003 75% - 100% 98-0122343
Allianz Dresdner Asset Management Aktiengesellschaft Sole stockholder 1 Jan 2003 75% - 100% 00-0000000
Allianz Global Investors Of America Holdings Inc. Managing member 1 Jan 2003 Other 43-1993556
Allianz Global Investors Aktiengesellschaft Sole stockholder 1 Jan 2003 75% - 100% 00-0000000

Based in Westport

The principal office where Pimco Specialty Markets LLC performs its advisory services is located at 55 Greens Farms Road, Westport, CT 06881 5160 The mailing address of the firm is 888 San Clemente Drive, Newport Beach, CA 92660. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (888) 500-2450 or by fax (203) 341-5722. The normal business hours are 8:00-5:00 on Monday - Friday.


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