Spare Kaplan Bischel & Associates LLC (San Francisco)

Name: Spare Kaplan Bischel & Associates LLC
Address: 44 Montgomery St, Suite 3500, San Francisco, CA, 94104
Telephone: 415-989-7852

Spare Kaplan Bischel & Associates LLC is a large advisory firm based in San Francisco. It manages $390.9 million of regulatory assets for 56 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 41 other states.

Spare Kaplan Bischel & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Spare Kaplan Bischel & Associates: assets under management

The assets under management (AUM) of Spare Kaplan Bischel & Associates LLC is $390.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $390.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.98 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Spare Kaplan Bischel & Associates LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Spare Kaplan Bischel & Associates LLC

Andrew Walter Bischel has been acting as President since 1 Jul 1999. Kenneth Jay Kaplan joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Walter Bischel	President	1 Jul 1999	Other	2561262
Kenneth Jay Kaplan	Member	1 Jul 1999	Other	2493659
Inc. Ccm Holdings	Member	1 Jul 1999	50% - 75%	36-4356466

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Howard Adler	Shareholder	1 Nov 1993	25% - 50%	2102059
Harry Tom Griffith	Shareholder	1 Nov 1993	25% - 50%	230065
James Edward Hayes	Shareholder	1 Nov 1993	25% - 50%	240511
Inc. Convergent Capital Management	Shareholder	1 Sep 1998	75% - 100%	36-3978495

Based in San Francisco

The principal office where Spare Kaplan Bischel & Associates LLC performs its advisory services is located at 44 Montgomery St, Suite 3500, San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-989-7852 or by fax 415-989-5472. The normal business hours are 7:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at skba.com.