Fore Asia Limited (Hong Kong Sar)

Name: Fore Asia Limited
Address: 3404 3405 Alexandria House, Hong Kong Sar
Telephone: +852(3106)8679

Fore Asia Limited is a large advisory firm based in Hong Kong Sar. It manages $85 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2004.

Fore Asia Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fore Asia Limited: assets under management

The assets under management (AUM) of Fore Asia Limited is $85 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $85 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fore Asia Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fore Asia Limited

John Homero Zea has been acting as President since 1 Apr 2005. Daniel Maru Agranoff joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lp Fore Research & Management	Shareholder	1 Dec 2003	75% - 100%	130527
Lp Fore Research And Management	Shareholder	1 Dec 2003	75% - 100%	130263
Henry Toy	Chief financial officer	1 Jan 2004	Other	2901837
Eddie Sunkeung Tam	Chief executive officer	1 Jan 2004	Other	2389696
Carlton Edward Thompson	Chief compliance officer	1 Jan 2004	Other	4749811
John Homero Zea	Director	1 Apr 2005	Other	2035487
Jianduan James Chen	Director	1 Apr 2005	Other	2897103
Arthur Joseph O'keefe	Chief financial officer	1 May 2006	Other	4677724
Arthur Joseph O'keefe	Chief financial officer/chief compliance officer	1 Oct 2006	Other	4677724
Mei Gao	Director	1 Jan 2007	Other	4244722
Daniel Maru Agranoff	Chief compliance officer	1 Jun 2007	Other	4676142
Daniel Mark Agranoff	Chief compliance officer	1 Jun 2007	Other	4676142

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Matthew Li	General partner	1 Jan 2004	Other	83-0342076
Yanxiu Li	Limited partner	1 Jan 2004	50% - 75%	2506349

Based in Hong Kong Sar

The principal office where Fore Asia Limited performs its advisory services is located at 3404 3405 Alexandria House, Hong Kong Sar, , which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +852(3106)8679 or by fax +852(9502)8876. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at www.foreresearch.com.