Asset Strategy Retirement Plan Consultants, LLC (Camp Hill)

Name: Asset Strategy Retirement Plan Consultants, LLC
Address: 3500 Market Street, Suite 102, Camp Hill, PA, 17011
Telephone: (717) 602-1100

Asset Strategy Retirement Plan Consultants, LLC is a large advisory firm based in Camp Hill. It manages $238.6 million of regulatory assets for 109 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Pennsylvania and Texas.

Asset Strategy Retirement Plan Consultants provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Asset Strategy Retirement Plan Consultants: assets under management

The assets under management (AUM) of Asset Strategy Retirement Plan Consultants, LLC is $238.6 million. The firm's AUM has grown by 76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.33 million in discretionary accounts and $226.28 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.16 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.11 million.

Investments

The firm invests in investment and business development companies the most. They account for 85% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 5% of the firm’s portfolio. Investments in exchange traded securities form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Asset Strategy Retirement Plan Consultants, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Asset Strategy Retirement Plan Consultants serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Asset Strategy Retirement Plan Consultants is pension and profit sharing plans with 33 clients and $202.46 million of assets under management. Among the 11 most similar advisory firms, Asset Strategy Retirement Plan Consultants has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $238.6 million for 109 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Asset Strategy Retirement Plan Consultants doesn't advise any private funds.

Careers at Asset Strategy Retirement Plan Consultants, LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Clark Gregory Frese	Managing member/chief compliance officer	1 Aug 2008	75% - 100%	214135

Based in Camp Hill

The principal office where Asset Strategy Retirement Plan Consultants, LLC performs its advisory services is located at 3500 Market Street, Suite 102, Camp Hill, PA 17011, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (717) 602-1100 or by fax 866-304-7936. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at asrpc.com.