Coda Capital Management LLC (Conshohocken)

Coda Capital Management LLC is a large advisory firm based in Conshohocken. It manages $139.72 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001.

Coda Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Coda Capital Management: assets under management

The assets under management (AUM) of Coda Capital Management LLC is $139.72 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 299% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $139.72 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15.52 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Coda Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Coda Capital Management LLC

Jeremiah P. O'grady has been acting as President since 1 Jul 1998. Gartmore Global Asset Management Trust joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeremiah P. O'grady	President	1 Jul 1998	75% - 100%	4368906
Gartmore Emerging Managers Llc	Shareholder	1 Aug 2002	75% - 100%	04-3679407
Charles John Wright	Portfolio manager	1 Aug 2002	Other	2291435
Robert J Brady	Business development	1 Aug 2002	Other	4640212

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Nationwide Mutual Insurance Company	Shareholder	1 Nov 1999	75% - 100%	31-4717100
Gartmore Sa Capital Trust	Shareholder	1 Jun 2002	75% - 100%	109367
Inc Gartmore Global Investments	Shareholder	1 Jun 2002	75% - 100%	31-1636299
Gartmore Global Asset Management Trust	Shareholder	1 Jun 2002	75% - 100%	109364
Nationwide Corporation	Sharholder	1 Jul 2002	75% - 100%	31-4416546
Gartmore Global Asset Management Trust	Shareholder	1 Sep 2003	75% - 100%	109364
Gartmore Group Limited	Shareholder	1 Sep 2003	75% - 100%	01-0800070
Ltd. Nationwide Asset Management Holdings	Shareholder	1 Sep 2003	75% - 100%	foreign entity

Based in Conshohocken

The principal office where Coda Capital Management LLC performs its advisory services is located at 1200 River Road, Conshohocken, PA 19428, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-530-1300 or by fax 484-530-1658. The normal business hours are 8am to 5pm on Monday - Friday.