Huizenga Capital Management, LLC (Oak Brook)

Huizenga Capital Management, LLC is a large advisory firm based in Oak Brook. It manages $618.66 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Illinois.

Huizenga Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Huizenga Capital Management: assets under management

The assets under management (AUM) of Huizenga Capital Management, LLC is $618.66 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 36% since the beginning of its operation, and $69.63 million of the total AUM is attributable to clients outside of the United States.

The firm manages $618.66 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.24 million each.

Huizenga Capital Management has custody of $618.66 million in cash and securities for 15 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Huizenga Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Huizenga Capital Management serves?

The only and largest group of clients of Huizenga Capital Management is pooled investment vehicles with 15 clients and $618.66 million of assets under management. Among the 9 most similar advisory firms, Huizenga Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $618.66 million for 15 clients. 7% of the firm’s clients are foreign persons or businesses.

Huizenga Capital Management also advises several private funds. Namely, two hedge funds, one real estate fund, and eleven private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $500,000.

Careers at Huizenga Capital Management, LLC

The company employs 12 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter H Huizenga	Managing member	1 Dec 2001	25% - 50%	2803501
Cynthia Fogg	Chief financial officer	1 Dec 2001	Other	5917076
David Bradley	Member	1 Jan 2010	25% - 50%	5917078
Peter Huizenga	Member	1 Jan 2010	25% - 50%	5917083
Virginia Turza	Chief risk officer and chief compliance officer	1 Jan 2011	Other	5917082
2006 The Peter H. Huizenga Trust U/T/A January 7	Member	1 Jul 2016	25% - 50%	xxx-xx-xxxx
Heidi A Huizenga	Manager	1 May 2018	25% - 50%	6963518

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Peter H Huizenga	Grantor	1 Jul 2016	75% - 100%	2803501

Based in Oak Brook

The principal office where Huizenga Capital Management, LLC performs its advisory services is located at 2215 York Road, Oak Brook, IL 60523 4014, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-990-2100 or by fax 630-990-2110. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday.