Painewebber Incorporated (New York)

Name: Painewebber Incorporated
Address: 1285 Avenue Of The Americas, New York, NY, 10019
Telephone: 212-713-2000

Painewebber Incorporated is a large advisory firm based in New York. It manages $75.01 billion of regulatory assets for 159,911 client accounts. It has been registered with the SEC as an adviser since 2001.

Painewebber Incorporated provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Painewebber Incorporated: assets under management

The assets under management (AUM) of Painewebber Incorporated is $75.01 billion. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $53.38 billion in discretionary accounts and $21.64 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $885.79 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $217.1 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Painewebber Incorporated for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Painewebber Incorporated

Margo Nickle Alexander has been acting as President since 1 Feb 1990. Ubs Ag joined the executive team most recently as the Indirect Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Margo Nickle Alexander	Director	1 Feb 1990	Other	2806
Edward Matthew Kerschner	Director	1 Feb 1990	Other	810288
James Patrick Macgilvray	Director	1 Feb 1990	Other	831940
Terry Leroy Atkinson	Director	1 Feb 1990	Other	821577
Robert Hillel Silver	Director	1 Feb 1990	Other	2053021
Steven Paul Baum	Director	1 Feb 1994	Other	1030424
Regina Ann Dolan	Director	1 Feb 1994	Other	2294801
Mark Bryan Sutton	Director	1 Dec 1994	Other	857441
Brian Miller Barefoot	Director	1 Mar 1995	Other	12359
Herbert F Janick	General counsel	1 Jun 1995	Other	2657544
Eugene Allen Meyer	Cco	1 Oct 1996	Other	2819236
Diane Frimmel	Coo	1 May 1997	Other	2053020
Michael Culp	Director	1 Jul 1997	Other	1605638
Arthur James Huff	Crop	1 Oct 1997	Other	868641
James Patrick Kehoe	Srop	1 Oct 1997	Other	266222
Geraldine L Banyai	Corporate secretary	1 Mar 1999	Other	2369769
Jerome Fadden	Cfo	1 Feb 2000	Other	1283304
Ubs Americas Inc.	Owner	1 Nov 2000	75% - 100%	06-1595848
Donald Baird Marron	Director and chairman	1 Jan 2001	Other	320532
Joseph John Jr Grano	Director, president and chief executive officer	1 Jan 2001	Other	227433

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Ubs Ag	Indirect owner	1 Nov 2001	75% - 100%

Based in New York

The principal office where Painewebber Incorporated performs its advisory services is located at 1285 Avenue Of The Americas, New York, NY 10019 The mailing address of the firm is 1200 Harbor Blvd., 10 Th Floor, Weehawken, NJ 07087. An additional office of the firm is in Akron, OH. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-713-2000. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.painewebberedge.com.