Kirkpatrick Pettis Capital Management, Inc. (Denver)

Name: Kirkpatrick Pettis Capital Management, Inc.
Address: 1600 Broadway, Suite 1100, Denver, CO, 80202
Telephone: 800-617-2501

Kirkpatrick Pettis Capital Management, Inc. is a large advisory firm based in Denver. It manages $2.27 billion of regulatory assets for 39 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California, Colorado, Florida, and 10 other states.

Kirkpatrick Pettis Capital Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, selection of other advisers, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kirkpatrick Pettis Capital Management: assets under management

The assets under management (AUM) of Kirkpatrick Pettis Capital Management, Inc. is $2.27 billion. The firm's AUM has grown by 58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.49 billion in discretionary accounts and $775.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $99.37 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $32.33 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kirkpatrick Pettis Capital Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kirkpatrick Pettis Capital Management, Inc.

Richard Allen Witt has been acting as President since 1 Jul 2003. Deanne Woodring joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kfs Corporation	Owner	1 Jul 2003	75% - 100%	47-0799696
Richard Allen Witt	Director	1 Jul 2003	Other	2755587
Leroy Christian Petersen	Director	1 Jul 2003	Other	361204
Kent Jeffrey Lund	Director	1 Jul 2003	Other	3191357
Kurt William Kitson	Director	1 Jul 2003	Other	2284435
Christopher Keith Blackwood	Svp, managing director	1 Aug 2003	Other	1863353
Samuel Charles Doyle	President, director	1 Aug 2003	Other	801998
Samuel Charles Doyle	President, director	1 Jan 2005	Other	801998
Davidson Companies	Owner	1 Jan 2005	75% - 100%	81-0439153
Kreg Allen Jones	Director	1 Jan 2005	Other	1003547
Rodney Dean Cerny	Director	1 Jan 2005	Other	829169
Scott David Prickett	Director	1 Jan 2005	Other	1901448
Charles Ronald Langhoff	Director	1 Jan 2005	Other	1978682
Thomas Steven Nelson	Director	1 Jan 2005	Other	1108782
Deanne Woodring	Director	1 Feb 2006	Other	1088213

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mutual Of Omaha Insurance Company	Owner of kfs corporation	1 Aug 1983	75% - 100%	47-0246511
Ian Bruce Davidson	Chairman	1 May 1986	25% - 50%	61570
Employee Stock Ownership Plan And Trust	Employee stock ownership plan	1 Sep 2001	25% - 50%	81-0439153

Based in Denver

The principal office where Kirkpatrick Pettis Capital Management, Inc. performs its advisory services is located at 1600 Broadway, Suite 1100, Denver, CO 80202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-617-2501 or by fax 303-893-5803. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.kpcap.com (under development).