Strategos Capital Management, LLC (Philadelphia)

Name: Strategos Capital Management, LLC
Address: 2929 Arch Street, Philadelphia, PA, 19104
Telephone: 215-701-9610

Strategos Capital Management, LLC is a large advisory firm based in Philadelphia. It manages $306.88 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2005.

Strategos Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Strategos Capital Management: assets under management

The assets under management (AUM) of Strategos Capital Management, LLC is $306.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -85% since the beginning of its operation, and $117.48 million of the total AUM is attributable to clients outside of the United States.

The firm manages $306.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $25.57 million each.

Investments

The firm invests in other assets the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Strategos Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Barry Wayne Dennis serves?

The firm provides services to charitable organizations and pooled investment vehicles. The largest group of clients of Barry Wayne Dennis is pooled investment vehicles with 10 clients and $234.19 million of assets under management. Among the 8 most similar advisory firms, Strategos Capital Management has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $306.88 million for 12 clients. 50% of the firm’s clients are foreign persons or businesses.

Strategos Capital Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Strategos Capital Management, LLC

The company employs 11 people that are either part- or full-time employees. 36 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Barry Wayne Dennis has been acting as President since 1 Apr 2015. Matthew Charles Nannen joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alex Patrick Cigolle	Chief investment officer, member	1 Jul 2004	Other	3102245
Daniel Gideon Cohen	President	1 Jul 2004	Other	4385288
Llc Dekania Investor's	Member	1 Jul 2004	75% - 100%	54-2122809
James Joseph Mcentee	Chief operations officer	1 Jul 2004	Other	4636674
Michael Craig Shenkman	Chief financial officer	1 Jul 2004	Other	4049356
Kenneth Richard Smith	Chief compliance officer	1 Jul 2004	Other	2300203
Llc Cohen Brothers	Member	1 Jul 2004	75% - 100%	01-0825075
Llc (F/K/A Cohen Brothers Llc) Ifmi	Member	1 Jul 2004	75% - 100%	01-0825075
Christopher Ricciardi	President	1 Mar 2006	Other	2161899
Joseph Pooler	Chief financial officer	1 Nov 2007	Other	5478932
Fred Horton	Managing director	1 Dec 2009	Other	1838950
Alex Patrick Cigolle	Managing director, elected manager, chief investment officer and member	1 Oct 2010	75% - 100%	3102245
Frederick Hamilton Horton	Managing director, elected manager and member	1 Oct 2010	50% - 75%	1541099
Daniel James Munley	General counsel and chief compliance officer	1 Jan 2011	Other	5887493
Audrea Winston Washington	Chief compliance officer	1 Feb 2011	Other	2780691
John Joseph Longino	Chief operating officer and chief financial officer	1 Mar 2012	Other	5126369
Mark H Burroughs	Chief financial officer	1 Oct 2013	Other	6314583
Barry Wayne Dennis	President	1 Apr 2015	Other	2973244
David Thompson Gregory	Deputy chief investment officer	1 May 2015	Other	5188687
Cameron Ross Silbert	Chief compliance officer and vice president	1 Oct 2015	Other	6571154
Philip Gerard Chiaramonte	General counsel and head of new product development	1 Feb 2016	Other	3020116
Matthew Charles Nannen	Chief financial officer	1 Apr 2017	Other	3153576

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Gideon Cohen	Member	1 Oct 2001	75% - 100%	4385288
Llc Cohen Bros. Financial	Owner	1 Jun 2003	75% - 100%	30-0071447
Cohen Bros. Financial. Llc	Owner	1 Apr 2005	25% - 50%	30-0071447

Based in Philadelphia

The principal office where Strategos Capital Management, LLC performs its advisory services is located at 2929 Arch Street, Philadelphia, PA 19104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-701-9610 or by fax 215-701-8281. The normal business hours are 9am - 5pm est on Monday - Friday. You can find more information about the New York firm at strategoscm.com.