Gll Investors, LLC (Chicago)

Name: Gll Investors, LLC
Address: 3200 N. Lake Shore Drive, Chicago, IL, 60657
Telephone: 773-525-3038

Gll Investors, LLC is a large advisory firm based in Chicago. It manages $160.05 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Illinois.

Gll Investors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gll Investors: assets under management

The assets under management (AUM) of Gll Investors, LLC is $160.05 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 6% since the beginning of its operation, and $33.03 million of the total AUM is attributable to clients outside of the United States.

The firm manages $160.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.67 million each.

Gll Investors has custody of $160.05 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gll Investors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gll Investors serves?

The only and largest group of clients of Gll Investors is pooled investment vehicles with 6 clients and $160.05 million of assets under management. Among the 6 most similar advisory firms, Gll Investors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $160.05 million for 6 clients. 33% of the firm’s clients are foreign persons or businesses.

Gll Investors also advises several private funds. Namely, two hedge funds and four other private funds. The minimum investment commitment required of non-related persons ranges from $0 to $250,000.

Careers at Gll Investors, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
W. Stephen Gilboy	Director of investments, president and managing member	1 Oct 1994	75% - 100%	2373545
Jason Robert Gilboy	Director of operations, chief compliance officer, secretary, treasurer, and managing member	1 Mar 2009	Other	4825145
Michael S. Newlander	Director of investments, vice president and managing member	1 Mar 2009	Other	6032853

Based in Chicago

The principal office where Gll Investors, LLC performs its advisory services is located at 3200 N. Lake Shore Drive, Chicago, IL 60657, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 773-525-3038 or by fax 773-525-3019. The normal business hours are 8:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at gllinvestors.com.