Moseley Investment Management, Inc. (Bradention)

Name: Moseley Investment Management, Inc.
Address: 1724 Manatee Avenue W, Bradention, FL, 34205
Telephone: 941-745-2799

Moseley Investment Management, Inc. is a large advisory firm based in Bradention. It manages $175.94 million of regulatory assets for 698 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Florida, Louisiana, North Carolina, and Texas.

Moseley Investment Management provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Moseley Investment Management: assets under management

The assets under management (AUM) of Moseley Investment Management, Inc. is $175.94 million. The firm's AUM has grown by 486% since the beginning of its operation, and $515.85 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $172.3 million in discretionary accounts and $3.64 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $251.17 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $303.57 thousand.

Moseley Investment Management has custody of $30.14 million in cash and securities for 61 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 49% of the total AUM. The second-largest asset type is investment and business development companies, which make up 25% of the firm’s portfolio. Investments in cash and cash equivalents form 18% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Moseley Investment Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Susan Shepard Moseley serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Susan Shepard Moseley is high net worth individuals with 81 clients and $138.79 million of assets under management. Among the 9 most similar advisory firms, Moseley Investment Management has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $168.92 million for 285 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Moseley Investment Management doesn't advise any private funds.

Careers at Moseley Investment Management, Inc.

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Susan Shepard Moseley has been acting as President since 1 Jan 1993. Ryan Thomas Moseley joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Susan Shepard Moseley	President	1 Jan 1993	75% - 100%	871967
Dina L Villalobos	Cco	1 Jan 2016	Other	2008891
Ryan Thomas Moseley	Vice president	1 Nov 2018	Other	5160880

Based in Bradention

The principal office where Moseley Investment Management, Inc. performs its advisory services is located at 1724 Manatee Avenue W, Bradention, FL 34205, which is also the mailing address of the firm. An additional office of the firm is in Sarasota, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 941-745-2799 or by fax 941-746-1424. The normal business hours are 8:30am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at twitter.com/moseleywealth.