Orrell Capital Managment, Inc. (Livermore)

Name: Orrell Capital Managment, Inc.
Address: 2600 Kitty Hawk Road, Livermore, CA, 94551
Telephone: 925-455-0802

Orrell Capital Managment, Inc. is an investment adviser to an investment company based in Livermore. It manages $28 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.

Orrell Capital Managment provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Orrell Capital Managment: assets under management

The assets under management (AUM) of Orrell Capital Managment, Inc. is $28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14 million each.

Orrell Capital Managment has custody of $2.51 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Orrell Capital Managment, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gregory Michael Orrell serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Gregory Michael Orrell is investment companies with 1 clients and $25 million of assets under management. Among the 1 most similar advisory firms, Orrell Capital Managment has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $28 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Orrell Capital Managment also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $200,000 for each fund.

Careers at Orrell Capital Managment, Inc.

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregory Michael Orrell	President/chief compliance officer	1 Feb 1998	75% - 100%	1190768

Based in Livermore

The principal office where Orrell Capital Managment, Inc. performs its advisory services is located at 2600 Kitty Hawk Road, Livermore, CA 94551, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-455-0802 or by fax 925-455-4340. The normal business hours are 7:00 am to 3:30pm on Monday - Friday. You can find more information about the New York firm at ocmgoldfund.com.