Dlj Lbo Plans Management Corp (New York)

Dlj Lbo Plans Management Corp is a large advisory firm based in New York. It manages $1.89 billion of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Dlj Lbo Plans Management Corp provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dlj Lbo Plans Management Corp: assets under management

The assets under management (AUM) of Dlj Lbo Plans Management Corp is $1.89 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.89 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $99.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dlj Lbo Plans Management Corp for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dlj Lbo Plans Management Corp

George Ronald Hornig has been acting as President since 1 Mar 2003. Eileen E Ryan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anthony F Daddino	Director and president	1 Nov 1993	Other	838217
Edward A Poletti	Vice president and treasurer	1 Nov 1993	Other	1532626
Inc. Dlj Capital Investors	Shareholder	1 Mar 2000	75% - 100%	13-3805378
Inc. Credit Suisse First Boston Private Equity	Shareholder	1 Mar 2000	75% - 100%	13-3805378
Edward A Poletti	Senior vice president	1 Mar 2003	Other	1532626
George Ronald Hornig	Director	1 Mar 2003	Other	1817508
Joseph Fowler Huber	Director	1 Mar 2003	Other	251929
Ivy B Dodes	Vice president	1 Mar 2003	Other	2306196
David C. O'leary	Vice president	1 Mar 2003	Other	4380128
Eileen E Ryan	Chief compliance officer	1 Dec 2003	Other	2014783

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. [Formerly Donaldson Lufkin & Jenrette Inc.] Credit Suisse First Boston (Usa)	Shareholder	1 Nov 2000	75% - 100%	13-1898818
Inc. Credit Suisse First Boston	Shareholder	1 Nov 2000	75% - 100%	foreign entity
Credit Suisse First Boston	Shareholder	1 Nov 2000	50% - 75%	foreign entity
Credit Suisse Group	Shareholder	1 Nov 2000	75% - 100%	foreign entity
Inc. Credit Suisse First Boston (Usa)	Shareholder	1 Nov 2000	75% - 100%	13-1898818

Based in New York

The principal office where Dlj Lbo Plans Management Corp performs its advisory services is located at 11 Madison Avenue, 16 Th Floor, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-325-2000 or by fax 212-325-6100. The normal business hours are 9:00 am - 5:00pm on Monday - Friday.